GOD'S GENERAL CONCURRENCE WITH SECONDARY CAUSES: PITFALLS
AND PROSPECTS[From: American Catholic Philosophical Quarterly 67 (1994): 131-156]
Alfred J. Freddoso
University of Notre Dame
I
My topic is God's activity in the ordinary course of nature. The precise
mode of this activity has been the subject of prolonged debates within
every major theistic intellectual tradition, though it is within the Catholic
tradition that the discussion has been carried on with the most philosophical
sophistication. The problem, in its simplest form, is this: Given the fundamental
theistic tenet that God is the provident Lord of nature, the First Efficient
Cause who creates the universe, sustains it in being, and exists in all
things by His essence, presence, and power,1 how exactly
do the actions of secondary (i.e., created) causes fit in with God's own
activity in the ordinary course of nature? Or, to put it a bit more neutrally,
how exactly is God's own action as the First Cause in nature related to
the causal activity, if any, of His creatures?
Historically, this general problem of divine action in nature--or, alternatively,
the problem of secondary causality in nature--emerged from reflection upon
narrower but more immediately pressing problems. Within medieval Islamic
philosophy, the rising influence of neo-Platonic necessitarianism, with
its ostensible denial of the possibility of miraculous divine action, prompted
orthodox thinkers to formulate metaphysical accounts of God's constant
activity in nature as a backdrop against which the possibility of miracles
might be persuasively defended. Within medieval Christian scholasticism,
on the other hand, it was chiefly puzzlement over God's causal contribution
to sinful human /132/ actions that led eventually to independent treatments
of divine action in nature. The word 'eventually' must be emphasized here,
however. For even though, in their discussions of sin, the so-called 'old'
scholastics had come close to broaching the broader question of how God
acts in the operations of secondary causes in general, St. Thomas himself
was "the first scholastic doctor to treat this question in a special
place, i.e., detached from the problem of the cause of sin, and to extend
it explicitly to all natural operations, whether they be operations
of nature or of the will."2
It is easy enough to imagine how St. Thomas's Aristotelianism might
have led him to this innovation. First of all, from an Aristotelian perspective
sinful actions are but one species of defects, i.e., actions or effects
that in some aspect or other fall short of what they ought to be, given
the natures of the relevant agents and patients. Consequently, a Christian
Aristotelian will quite naturally view the problem of God's causal contribution
to sinful actions as a proper part of the more extensive problem of God's
causal contribution to defective actions and effects in general, including
defects in nature. But a systematic treatment of this latter problem finds
its proper home within a comprehensive account of God's action in the ordinary
course of nature. Second, and even more basically, Aristotelians see free
human action not as something entirely sui generis but instead as
falling under a general definition of action that applies to non-rational
as well as rational substances.3 Consequently, Christian
Aristotelians will instinctively tend to approach the question of God's
causal contribution to free human action, whether sinful or not, by first
inquiring more generally about divine causality in the operations of non-rational
creatures and by then gradually working their way up to an account of God's
causal contribution to the free actions of rational creatures.
So much for the origins of the debate. I will now provide an informal
summary of what have emerged historically as the three principal theistic
accounts of God's causal influence in the ordinary course of nature:
Occasionalism. According to occasionalism, which was embraced
by several important medieval and early modern thinkers, God alone brings
about effects in nature; natural substances, contrary to common /133/ opinion,
make no genuine causal contribution at all to any such effect. So, for
instance, the water that soaked the ground during yesterday's downpour
does not in any way causally contribute to the growth of the young pine
tree in your front yard; rather, it is God alone who gives the tree growth
on the occasion of the water's presence within it. The water is merely
an occasional or sine qua non cause. That is, it counts as
a 'cause' only in the attenuated sense that God acts in accord with a firm,
though arbitrary, intention to give growth to pine trees on the occasion
of their being spatially related to water in the right sort of way under
the right sort of circumstances; and so it is, mutatis mutandis,
for all the effects produced in nature.4 In short, God
alone is a genuine efficient cause of natural effects.
Interestingly, despite its apparent outlandishness, occasionalism is
a live option today for Christian philosophers, especially for those operating
within mainstream Anglo-American philosophy. For it coheres quite nicely
with the metaphysical anti-realism that marks some of the most influential
contemporary treatments of causality and scientific explanation.5
Mere Conservationism. According to mere conservationism, God
contributes to the ordinary course of nature solely by creating and conserving
natural substances along with their active and passive causal powers or
capacities. For their own part, created substances are genuine agents that
can and do causally contribute to natural effects by themselves, given
only that God preserves them and their powers in existence. When such substances
directly produce an effect via transeunt action (i.e., action that
has an effect outside the agent itself), they alone are the immediate causes
of that effect, whereas God is merely an indirect or remote cause of the
effect by virtue of His conserving action. Consequently, the actions of
created substances are their own actions /134/ and not God's actions, and
their effects are their own immediate effects and not God's immediate effects.
In the writings of many contemporary Christian philosophers and theologians,
the truth of mere conservationism seems to be taken for granted; and so
it may surprise you to learn that almost all the important figures in the
history of Christian philosophical theology have rejected this position
as philosophically deficient and theologically suspect--and justifiably
so, to my mind.6 Durandus, an early fourteenth-century
Dominican theologian, is the only well-known medieval proponent of mere
conservationism, or at least the only one cited by sixteenth- and seventeenth-century
writers.7 More on Durandus in a moment.
Concurrentism. Concurrentism, which flourished among the late
medieval Aristotelian scholastics and certain figures in the early modern
period, occupies a middle ground between what its advocates perceive as
the unseemly extremes of occasionalism and mere conservationism. According
to concurrentism, a natural effect is produced immediately by both
God and created substances, so that, contrary to occasionalism,
secondary agents make a genuine causal contribution to the effect and in
some sense determine its specific character by virtue of their own intrinsic
properties, whereas, contrary to mere conservationism, they do so only
if God cooperates with them contemporaneously as an immediate cause in
a certain "general" way which goes beyond the conservation of
the relevant agents, patients, and powers, and which renders the resulting
effect the immediate effect of both God and the secondary causes. This
cooperation with secondary causes is often called God's general concurrence
or general concourse.8
At first glance concurrentism appears eminently sane from a theistic
standpoint, since it allows for secondary causality in a robust sense /135/
while at the same time sustaining a strong interpretation of the theological
tenet that God is intimately involved in the production of effects in nature.
But lurking below the surface are some intricate philosophical problems
concerning cooperative transeunt action in general and God's cooperative
agency in particular. Notoriously, certain of these problems were resolved
in radically different ways by the sixteenth-century Dominicans, led by
Domingo Baņez, and their Jesuit counterparts, most notably Luis
de Molina and Francisco Suarez.9 Here, however, I will
set aside these differences and concentrate instead on the challenge presented
to both parties by Durandus, who had argued almost three centuries earlier
that the problems faced by concurrentism are in principle irresolvable.
Durandus's two main objections to concurrentism are not to my mind successful
or even, in the end, very impressive. Still, the discussions leading up
to those objections highlight two potential pitfalls for the concurrentist,
and a close examination of these pitfalls, which I undertake in sections
3 and 4, will serve to delineate more precisely the challenges that await
any attempt to articulate and defend an adequate account of God's general
concurrence within the arena of contemporary philosophical theology. I
begin in section 2 by expounding certain basic, though somewhat technical,
scholastic theses about the nature of transeunt action.10
This will provide us with an ontological framework within which we
can situate what Durandus has to say.
II
The Aristotelian scholastics take efficient causality in the primary
sense to consist in the direct production or conservation of an effect
by /136/ an agent.11 In a typical case (excluding creation
ex nihilo) one or more agents act upon a patient in such a way as to
produce an effect, where the effect is itself either a substance or an
accidental modification of a preexisting substance. More technically, a
typical agent or efficient cause is a principle that directly (per se)
communicates being (esse)--either substantial being or accidental
being--by means of action on a patient. This is the core account, and on
this basis one can go on to characterize the types of per se efficient
causality (e.g., principal and instrumental, univocal and equivocal, transeunt
and immanent), the distinction between efficient causality properly speaking
and the prerequisite conditions for causal action, and the several types
of per accidens causal relations (e.g., remote causality, corruptive
causality, chance).
I will now expand a bit on the two principal elements in the core account,
viz., the notion of esse and the notion of action.
According to St. Thomas, esse is a principle of actuality which
in any given finite entity is proportioned to that entity's nature or essence.12
In the more Platonic idiom that St. Thomas also employs, a finite created
entity is said to "participate in" or "have a part of"
esse-as-such. This is because all created entities have some proper
part of, or finite share in, the whole gamut of possible perfections; that
is, they have esse as delimited by their natures to what in each
particular case is the esse proper to the sort of entity in question.
So, for instance, a white oak tree has the esse proper to a white
oak tree and, subordinated to it, the esse proper to its various
separable and inseparable accidents. The same holds for armadillos, rhododendrons,
water molecules, hydrogen atoms, photons, etc. This explains the spirit
behind St. Thomas's claim that for a living organism to exist is for it
to be alive, i.e., to have esse or actuality as proportioned to
a living organism.13 So when a typical efficient cause
/137/ communicates esse through its action, it gives actuality or
perfection of some sort or other--either by producing a substance of a
given natural kind, or by producing some accidental form or determination
in an already existing substance.14
Thus, the term 'to have esse', unlike the term 'to exist' in
at least one common use, admits of different degrees or levels--where God,
who is Subsistent or Unparticipated Esse, the Fullness of Being,
constitutes the incommensurable upper limit. Still, the two terms are equivalent
in the sense that a created entity exists if and only if it has esse
as delimited by some nature or other.
More importantly in the present context, if, as Baņez points
out, we consider the esse received in a given creature "just
insofar as it bespeaks existence absolutely, i.e., not as contracted and
determined to the specific or individual esse in which it is received
and delimited ... [then esse so construed is] that through which
creatures stand outside of nothingness."15 In technical
terms, for an entity to have esse as delimited to a given nature
is, in part, for it to have esse in general or esse commune,
that in virtue of which it is something rather than (literally) nothing.
Thus, the communication of esse in any given instance of efficient
causality always involves two distinguishable aspects, viz., (a) the communication
of that which makes the effect something rather than nothing, and (b) the
communication of that which makes the effect to be of one particular kind
rather than another. This duality will become important below.
I turn now to action. Notice, to begin with, that the determinate effects
produced in given instances of efficient causality are a function of the
causal powers or capacities belonging to the relevant agents and patients.
A substance's active powers delimit the range of its 'proper' effects,
i.e., the effects it is capable of producing directly by its own power
/138/ when it acts upon suitably disposed patients in appropriate circumstances.
Correlatively, a substance's passive powers delimit the range of effects
that might be produced in it when it is acted upon by suitably situated
agents in appropriate circumstances.
So we can view a typical transeunt action from two sides, that
of the agent and that of the patient. From the side of the agent, the existence
of an action requires the exercise, or fully actualized state, of a certain
accident, viz., an active power, had by the agent; and it is due to this
exercise of power that the effect is said to 'emanate' or 'flow' from the
agent.
Two crucial points must be noted here. First of all, even though everyone
acknowledges that the active power which is exercised is a real accident
inhering in the agent, the general consensus is that the action itself--i.e.,
the very exercising of this power--is not an additional and distinct accident
or reality inhering in the agent. To the contrary, the entity or reality
signified by the term 'action' is a determination that (leaving aside creation)
has the patient, rather than the agent, as its ultimate ontological subject.
To be sure, this reality is called an action precisely because it emanates
from the agent and constitutes (or, on some accounts, 'results in') the
effect's causal dependence on the agent at the very time at which the agent
is producing it. Moreover, it is precisely because of this contemporaneous
dependence of the effect on the agent that the agent itself is truly said
to be acting. However, when the term 'is acting' is predicated of the agent,
we have a case of what the scholastics call extrinsic denomination,
i.e., a predication which is such that its truth is grounded in the subject's
relation to a reality extrinsic to itself.16 What's more,
the effect determines the nature of the action in two important respects.
First of all, sameness of effect is a necessary condition for sameness
of action and, correlatively, distinctness of effect is a sufficient condition
for distinctness of action; and, second, for every proper effect there
must be an action that is proportioned to that effect and hence sufficient
to produce it directly or per se. Both these points will become
significant later on when we delve into the nature of cooperative action.17
These considerations help to explain and render at least plausible a
common scholastic adage that non-scholastic philosophers often find initially
puzzling, viz., that a created agent's transeunt action exists in
the patient and thus has the patient, rather than the agent, as its /139/
ultimate ontological subject. For if an action essentially involves the
production of an effect by an agent, then it follows straightaway that
it is impossible for there to be an action unless an effect is produced.18
And the most natural explanation for this impossibility is just the
scholastic thesis that an action, though emanating from the agent, is ontologically
rooted in the effect and hence in the patient.
There is yet another way to see the warrant for the scholastic adage.
Suppose that all the prerequisites for an agent's acting are satisfied
in a given case. These include the agent's having a sufficient power to
produce a given effect in a properly disposed patient, the agent's being
appropriately situated with respect to the patient, the patient's being
properly disposed to receive the formal determination that the agent is
ready to communicate, the absence of impediments, etc. Then what is the
difference between the agent's acting in such a case and its not acting?
The common scholastic response is that the difference is just the coming
to be of the relevant effect in the patient insofar as that effect is dependent
on the agent. So no new entity need be added to the agent; instead, the
action consists in something's being added to the patient. And, once again,
this seems plausible. To paraphrase Suarez, an action is a path (via)
leading from the agent, by virtue of the agent's active power, to its destination
in the effect--and not something that inheres in the agent itself.
However, we must be very careful at this juncture--and here I introduce
the second of the crucial points alluded to above. Although the scholastics
use Latin terms like influxus, influentia, and emanatio
to signify the agent's influence on the patient, they all deny that transeunt
action involves the literal transfer of some entity--i.e., perfection
or form--from the agent to the patient. Certain early occasionalists had
assumed, to the contrary, that an Aristotelian account of efficient causality
does indeed entail just such a transfer of forms, and they had argued from
the absurdity of this consequent to the conclusion that there is no transeunt
action in the material universe. St. Thomas replied as follows:
It is ridiculous to assert that the reason why bodies
do not act is that no accident passes from one subject into another. For
a hot body is said to produce heat not in the sense that numerically the
same heat that exists in the heating body passes over into the heated body,
but rather because by virtue of the heat that exists in the heating body
a numerically distinct heat comes to exist in actuality in the heated body--a
/140/ heat that beforehand existed in it potentially. For a natural agent
does not transfer its own form into another subject, but instead reduces
the subject that is acted upon from potentiality to actuality (Summa
Contra Gentiles 3, chap. 69).
Some early modern philosophers, most notably Leibniz, complained of
the obscurity of this metaphysical model, with its invocation of the 'reduction'
to actuality of the patient's potentiality.19 If the
agent transfers nothing of itself to the patient, then, they asked, how
exactly does the Aristotelian picture of a material agent's educing an
effect from a patient's potentiality differ from the occasionalist picture,
according to which the presence of the material substance merely provides
an occasion for the effect's coming to exist in the patient? In other words,
if there is no transfer of forms, then what precisely does an effect's
causal dependence on a material agent add, ontologically speaking, to the
putative agent's merely being present in the right sort of way when the
effect comes into existence? How, precisely, can one paint an intuitively
satisfying picture of the communication of esse to the patient by
the agent without appealing to the transfer of some reality in the agent
to the patient?
To begin with, notice that those who, like Malebranche and Berkeley
and Leibniz, acknowledge the reality of divine transeunt action
even while denying transeunt agency to natural bodies must answer
a question similar to the one that they pose for Aristotelians: 'What does
God's transeunt action consist in?' Obviously not in the literal
transfer of any entity from God to a creature. Well, then, what does it
consist in? The most straightforward answer is that it is simply the agent's
causal influence as terminated in the effect--which is exactly what the
Aristotelians say in reply to the analogous question regarding the transeunt
action of created agents.
To be sure, this simple reply will not satisfy philosophers who, like
Hume, profess to be skeptical about the notion of action in general, even
as applied to God. Indeed, perhaps no reply at all will satisfy such as
these. Still, it is worth noting the great epistemic weight Aristotelians
assign to the common pre-analytic conviction that efficient causality /141/
abounds in the natural world.20 When Aristotelians hear
the skeptical argument, propounded historically by occasionalists and positivists,
that we experience at most the mere succession of what are called 'cause'
and 'effect' and not the derivation of the one from the other, their typical
response is astonishment. To quote Molina, "What can be more stupid
than to deny what is obvious from experience and sensation?"21
Admittedly, when we begin to delve into the precise nature of the dependence
of effects on their efficient causes, Aristotelians immediately rule out
one of the first images that comes to mind for capturing the difference
between real causality and mere succession (or counterfactual dependence),
viz., the literal transfer of some ontological reality from the agent as
a subject to the patient as a subject. Nonetheless--or so at least an Aristotelian
will maintain--it is better to have a small dose of mystery at the end
of one's analysis of the obvious rather than the large dose of implausibility
that follows from denying the obvious at the very beginning. Though I accept
this principle, I will not try to defend it here, since my intention has
been merely to underscore the scholastic consensus that efficient causality
does not involve the transfer of any entity from the agent to the patient.
We have now looked at action from the side of the agent. From the side
of the patient, on the other hand, a transeunt action requires the
passive reception by the patient of the agent's causal influence, with
the result that a new substance or accident comes into existence and terminates
the action. Suarez, echoing St. Thomas, goes so far as to claim that, in
a typical case, the very same entity that is called an action insofar
as it proceeds from the agent is called a passion insofar as it
intrinsically modifies the patient.22 Be that as it may,
we can say at least that in a typical instance of efficient causality,
a passive power or potentiality that had inhered in the patient is now
being reduced to actuality by the agent.
To sum up, a simple transeunt action involves at one and the
same time the exercise of an active power possessed by the agent
and the reception by the patient of the agent's causal influence, an influence
that results in the effect, which terminates the action. The action itself
is best construed as a determination belonging to the effect and thus ultimately
to the patient in which the effect is produced--a determination /142/ that
is identical with (or that at least results in) the effect's dependence
on the agent for its coming into existence.
The competing scholastic positions on the ontology of transeunt
action by and large agree with what has been said thus far. Beyond that,
there are some significant disagreements. However, I will not discuss them
here, since what I have already said provides enough background for the
discussion that follows. Let us now turn to Durandus.
III
In book 2 of his commentary on the Sentences, Durandus takes up
the question of whether God acts immediately in every action of a creature.
After the brief opening arguments he sets the dialectical context by making
explicit the rejection of occasionalism that the question takes for granted:
The question presupposes one thing and asks another. It
presupposes that acting belongs to both God and creatures. Otherwise, the
question would be inappropriate. And, indeed, there is no doubt as far
as God is concerned ... As far as creatures are concerned, even though
some at one time maintained that creatures do nothing at all, this view
is now rejected by everyone ... Presupposing, then, that both God and creatures
act, it is asked whether God acts immediately in every action of a creature
(In Sententias Theologicas Petri Lombardi Commentariorum Libri Quattuor
2, dist. 1, a. 5, §§ 4-5).
We now have enough background to understand the exact import of this
question. The key term is 'immediately'. Even though every genuine agent
cause communicates esse immediately (or directly or per se) to some
effect or other, it is nonetheless possible for an agent to contribute
as an efficient cause to a given effect E not by directly communicating
esse to E itself, but instead by directly communicating esse
to another effect that stands in some appropriate per accidens causal relation
to the production of E.
All parties to the present dispute agree that in every instance of creaturely
action, God is an immediate (conserving) cause of the relevant agents and
patients along with their active and passive causal powers. This is clear
from the doctrine, accepted by all, that if God were to cease His conserving
action with respect to a given entity, that entity would be totally annihilated.
As St. Thomas puts it, "The esse of all creatures depends on
God in such a way that ... they would be reduced to nothingness if they
were not conserved in being by the action of God's /143/ power."23
Everyone agrees further that by virtue of this conserving action God is
at least a mediate cause of all effects produced by created agents in their
patients. However, we are now asking whether God is also an immediate
cause of these effects. In other words, the question is: Does God communicate
esse directly to the very same effects that, ex hypothesi,
created agents directly communicate esse to?
Durandus next divides his opponents, who answer this question affirmatively,
into two groups, the first of which he describes as follows:
Some claim that these effects are brought about by God
insofar as they have esse, whereas they are brought about by the
creature insofar as they have determinate esse. They try to argue
for this claim as follows: 'Nothing is such that its whole esse
has a creature as its source, since the matter, which is created by God
alone, contributes to a thing's esse. On the other hand, matter
contributes nothing to the differentiation of the esse; this is
done only by the form, which the creature induces in the presupposed matter.
From this it follows that God, by creating the matter, acts immediately
with respect to a thing's esse, whereas the creature, by contributing
the form, acts immediately with respect to the thing's determinate
esse'(§ 5).
Since it is not clear how this first response can handle accidental
change, let us assume for the sake of argument that it is meant to apply
only to the generation of material substances, which have matter and form
as essential parts or constitutive principles. And let us ask whether
the resulting account of God's cooperation with secondary causes can stand
as a viable version of concurrentism at least with respect to instances
of generation.
Notice first that this account ostensibly appeals to a model of cooperative
action that involves a division of labor. On such a model, each agent contributes
independently as an immediate cause to its own distinctive effect, and
the terminus of the cooperative action is just the resulting conjunction
of these distinctive effects--a conjunction which, even if intended by
one or both of the agents as a further end, is incidental or per accidens
with respect to that which is directly aimed at in the distinct actions
themselves.
Let us now apply this model, as the first response does, to the generation
of a material substance--say, an armadillo. God could have produced the
new armadillo by Himself, and if He had, He would have immediately produced
it as a whole--both matter and form. Instead, however, He produces it in
cooperation with its parents. He does this /144/ by immediately producing
one effect, viz., the matter, while the secondary agents immediately produce
another effect, viz., the form that actualizes the matter's potentiality
for armadillohood. The resulting conjunctive effect is the new substance
itself.
Unfortunately, this theory cannot be correct as it stands. First of
all, as St. Thomas points out, neither the matter nor the form of a composite
substance can by itself be the per se effect of a generative action;
rather, it is the esse of the composite itself that is the terminus
factionis, whereas the matter is that out of which the substance has
its esse and the form is that by which it has its esse.24
Second, on this theory the generated composite substance would not itself
have a per se cause, since there would be no single action that terminates
directly in the composite substance as such--a result that is preposterous
from an Aristotelian perspective. However, given our present interests,
the theory's most serious defect is simply that it is not a version of
concurrentism at all. As Durandus puts it:
It is obvious that [this reply] is not apropos. For it
is one thing to say that God immediately produces something that exists
in the creature ... It is quite another thing to say that God immediately
produces each thing that a creature produces. For granted that (as they
claim) the creature's action attains to the form as the terminus of its
action and not to the matter, we ask whether the natural thing's very form,
which the creature's action immediately attains to, is also such that God's
action must attain to it immediately. They, however, go on at great length
about the first point, but not about this second point ... And so their
reply is not apropos (§ 6).
Recall that our question is this: Does God communicate esse directly
to the very same effects that created agents also directly communicate
esse to? The proposed theory purports to answer this question affirmatively.
Yet according to this theory the created agents directly communicate the
form of the composite substance and not the matter, whereas God directly
communicates the matter and not the form. And so the first pitfall for
concurrentists consists in yielding to the temptation to conceive of the
effect jointly attributed to God and the secondary cause as itself a conjunction
of two effects, one of which is brought about directly and independently
by God and the other of which is brought about directly and independently
by the secondary cause.
Still, we must try to understand exactly why this temptation is so seductive.
Recall the dialectical context. Concurrentists reject occasionalism and
so are committed to the claim that secondary agents can /145/ and do act
as immediate efficient causes, making genuine and non-superfluous causal
contributions to the effects they produce. It follows straightforwardly
that God's mode of acting when He concurs with secondary causes must be
distinct from any mode of acting in which He produces an effect by Himself,
without the cooperation of secondary causes.25 On the
other hand, concurrentists reject mere conservationism and so must hold
that God's contribution to the effects of secondary causes is immediate
and hence amounts to something other than the actions by which He conserves
the agents and patients along with their causal powers. In sum, concurrentists
are committed to the view that when God concurs with a secondary agent
to produce a given effect, God's immediate causal contribution and the
secondary agent's immediate causal contribution are complementary, with
neither rendering the other superfluous. The philosophical problem for
the concurrentist is to formulate a satisfactory metaphysical characterization
of this complementarity--a characterization that will not dissolve into
occasionalism by rendering the secondary cause's immediate contribution
superfluous and that will not dissolve into mere conservationism by rendering
God's immediate contribution superfluous. The only viable way to proceed,
it seems, is to trace certain features of the effect primarily to God and
certain other features primarily to the secondary agents. And the easiest
way to accomplish this is to split the joint effect into two independent
effects, one of which is traced back exclusively to God and the other of
which is traced back exclusively to the secondary agents. The first affirmative
answer succumbs to the allurement of this easy way out--with disastrous
results, as we have just discovered. Let us now see whether the second
affirmative answer fares any better.
Recall these lines from Durandus's characterization of the first answer:
From this it follows that God ... acts immediately with respect
to a thing's esse, whereas the creature ... acts immediately with respect
to the thing's determinate esse (§ 5).
The first answer in effect reduced the distinction between esse considered
by itself without further determinations (esse commune) and determinate
esse to the distinction between matter and form, and then made the
mistake of treating these two intrinsic essential principles as two distinct
per se effects. Despite this mistake, however, the idea that the
distinction between esse commune and determinate esse holds
the /146/ key to a proper characterization of God's general concurrence
with secondary causes finds its inspiration in St. Thomas's own discussions
of creation, conservation, and secondary causality, influenced as they
are by various neo-Platonic sources. Consider these representative texts:
God Himself is properly the cause in all things of the esse
itself, taken in general--which is more intimate to things than anything
else; it follows that God operates intimately in all things. And it is
because of this that in Sacred Scripture the operations of nature are attributed
to God as operating in nature (Summa Theologiae 1, q. 105, a. 5,
resp.).
The primary thing in all effects is the esse; for
all other things are certain determinations of it. Therefore, esse is
the proper effect of the primary agent, and all other agents effect it
insofar as they act in the power of the primary agent. By contrast, secondary
agents, which, as it were, particularize and determine the primary agent's
action, produce as their own proper effects the further perfections that
serve to determine the esse (Summa Contra Gentiles 3, chap. 66).
Instances of the causing of being-taken-absolutely [ens
absolute] are traced back to the first universal cause, whereas the
causing of the other things which are added to the esse, or by which
the esse is made specific, pertains to the secondary causes, which
act by informing--presupposing, as it were, the universal cause's effect.
And from this it follows ... that nothing gives esse except insofar
as there exists in it a participation in the divine power (De Potentia
Dei, q. 3, a. 1, resp.).
Yet St. Thomas explicitly denies that an effect produced jointly by
God and creatures is a conjunction of two independently produced per
se effects:
It is not the case that the same effect is attributed to
a natural cause and to the divine power in such a way that it is effected
partly, as it were, by God and partly by the secondary cause. Rather, the
whole is effected by both of them according to different modes--just as
the same effect is attributed as a /147/ whole to the instrument and also
as a whole to the principal agent (Summa Contra Gentiles 3, chap.
70).
With these texts in mind, we can now move on to Durandus's characterization
of the second affirmative answer:
Others hold to the same conclusion, but in a different way
... They claim that [the effects of secondary causes] are as wholes from
God immediately and yet not totally, i.e., not according to every mode.
They explain this by appeal to the fact that, as they put it, God acts
uniformly in all things as far as He Himself is concerned, so that all
the diversity in the effects is from the diversity of the things receiving
the divine influence, because of the diversity of their natures. And so
the effects are differentiated because they are from the secondary causes
and not because of God. Thus, things exist insofar as they are from God,
since in this they are not differentiated; but insofar as they have distinctive
esse they are from the secondary causes, through which they are
differentiated. For example, in a living thing esse [to be] and
vivere [to live] are altogether the same; and so the whole is immediately
from God, and the whole is also immediately from the secondary agent--but
not in the same mode. For on the part of esse itself there is no
distinction among things, whereas through vivere one thing is differentiated
from another. For this reason, God communicates both esse and vivere,
but only under the concept [sub ratione] of esse itself,
in which nothing is differentiated. The creature, by contrast, communicates
the whole under the concept vivere, with respect to which there
is a differentiation among things (§ 7).
So one and the same effect--say, our newly conceived armadillo--is from
God insofar as it exists at all, i.e., insofar as it is something rather
than nothing, and from its parents insofar as its being is determinate,
i.e., insofar as it is an animal of the species armadillo. In short,
the effect is undivided and yet such that both its universal or general
cause (God) and its particular causes (the parents) contribute to its production
in distinctive and non-redundant modes. By contrast, if God had brought
about the effect on His own, then He would have acted as both a universal
cause and a particular cause of the new armadillo. As it stands, however,
His cooperative influence is merely general or universal in the sense that
He allows the natures and powers of the relevant secondary agents to determine
the specific nature of the very effect which His own influence plays an
essential role in bringing about. So we have singled out a mode of divine
action in nature--viz., God's acting as an immediate and universal, but
not particular, cause--that enables us to formulate a middle position between
occasionalism, which in /148/ essence holds that God is a particular cause
of every effect produced in nature, and mere conservationism, which denies
that God is an immediate cause of the effects produced by secondary agents.
Or so, at least, the second answer affirms.
Durandus, however, takes this answer to involve a perversion of Aristotle's
distinction between universal and particular causes. This distinction,
he contends, is wholly a distinction among the various descriptions that
are truly predicable of one and the same cause of a given effect--and not
a distinction among really distinct causes of the same effect:
[In Aristotle's example] one who makes a statue
is a cause of a statue, while this man is a cause of this
statue--so that, just as a statue and this statue differ
not in reality but only conceptually, so too they are traced back to causes
that are diverse not in reality but only conceptually, as are a
sculptor and this sculptor. And similarly in the case under discussion,
since within one and the same thing esse and vivere differ only
conceptually, they should be traced back to causes that differ only conceptually,
so that there is in reality just one cause that gives esse and vivere
immediately, but under diverse concepts. That is, it gives esse
insofar as it itself is an actual being and the other thing exists only
potentially; and it gives vivere insofar as it is actually living
and the other thing has life [only] potentially ... And so it is not necessary
that esse and vivere, which differ conceptually within the
same entity, should be traced back immediately to causes that are really
diverse, viz.,vivere to the secondary cause and esse to the
First Cause, i.e., God (§ 10).
It is here, however, that Durandus's argument fails to convince--and
this independently of questions about how Aristotle should be interpreted.
For it is not difficult to think of examples in which various truths about
the unitary effect of a cooperative action might plausibly be thought to
derive primarily from one of the agents rather than another. In presenting
these examples, I do not mean to suggest that by themselves they provide
wholly adequate models for God's concurrence with secondary agents or even
that they are flawless on their own terms. My purpose is merely to open
up some of the conceptual space that Durandus is trying to close off preemptively.
The most obvious examples trade on St. Thomas's claim that God's relation
to secondary agents is in relevant respects similar to a principal agent's
relation to its instruments. Suppose that in lecturing on Socrates's conversation
with Meno's slave, I use a piece of blue chalk to draw a square on the
blackboard. It seems clear that both the chalk and I count as joint immediate
causes of a single effect, viz., the blue square-shaped line that appears
on the surface of the blackboard. Yet the fact /149/ that the line is blue,
rather than some other color, is traced back primarily to the causal properties
of the chalk as an immediate instrumental cause of the blue square rather
than to any of my properties as an immediate principal cause of the blue
square.26 By the same token, the fact that there is a
square-shaped effect--rather than, say, a circular effect or no effect
at all--is traced back primarily to my influence as an immediate principal
cause and not to the chalk's as an instrumental cause.
Still, we need not invoke either the distinction between universal and
particular causes or the distinction between principal and instrumental
causes in order to illustrate that cooperative effects sometimes have features
that can be traced back primarily to one or another of the cooperating
agents without destroying the unity of the effect. Suppose that the temperature
is -20° F and you ask a friend to help you lift the rear end of your stalled
car over a ridge of ice that has formed in your driveway, so that you can
then push the car into the relative safety of your garage. And suppose
that you take hold of the left rear bumper and that your equally strong
friend takes hold of the right rear bumper, and that together you lift
the car the required ten inches off the ground, so that as a whole it acquires
a new accidental determination, viz., a new spatial location. In that case
each of you is a particular cause of this unitary effect, since neither
of you can be said to channel or determine the power of the other. Yet
even if neither of you could have lifted the car so much as an inch off
the ground on your own, it still seems natural enough to say that the fact
that the left rear part of the car now stands ten inches off the ground--instead
of, say, six inches or none at all--is traceable primarily to you as an
efficient cause rather than to your friend, and this in virtue of the fact
that you are lifting from the left side. (After all, if you had both been
lifting from the right side, the left rear part of the car would not have
been raised.)
There are also interesting cases in which the 'cooperating' agents exercise
contrary powers. To borrow an example from Peter Geach, suppose that heating
unit A and cooling unit B act together to raise the temperature
of a room by 15° F--to, say, 75° F--in one hour, whereas A by itself
would have raised the temperature by 25° F in the same time, and B by
itself would have lowered temperature by 10°. In this case it seems plausible
to say that even though the joint effect is produced as a whole by both
A and B together, the fact that the temperature after one
hour is 75° F rather than 85° F is traceable primarily to B, whereas
the /150/ fact that the temperature after one hour is 75° F rather than
50° F is traceable primarily to A.
So Durandus's objection to the second affirmative answer is not compelling
as it stands. Given the force of the above examples, it is not obviously
implausible to claim that in any given instance of secondary causality,
the fact that the unitary effect is something rather than nothing is traceable
primarily to God as a universal cause, whereas the fact that the unitary
effect is of one determinate kind rather than another is traceable primarily
to the secondary causes. Admittedly, these claims need to be articulated
with more philosophical rigor. What is it, exactly, for a given feature
of a joint effect to be traced back primarily to just one of the cooperating
causes rather than to another? More fundamentally, what exactly is a 'feature',
and how is it that we seem able to invoke such features without splitting
the effect and thus succumbing to the first pitfall? As is only appropriate
when one does not have the answers, I will leave these questions for further
reflection. Nonetheless, the prospects are not at all bleak. Perhaps features
are best thought of as facts or states of affairs that involve (variously)
the effect, the circumstances of the effect's production, and the causal
properties of the relevant agents and patients. And perhaps we can say
that even though the cooperating causes communicate the very same esse
to a unitary effect, each is nonetheless primarily responsible for different
facts or states of affairs involving that effect. I hope to pursue this
line of thought more deeply in the future.27
Durandus's discussion, then, has served to focus our attention on a
possible pitfall for concurrentist theories, but has failed to show that
no such theory can succeed. What remains is to find a philosophically rigorous
characterization of the idea that features of a unitary joint effect can
be traced back primarily to one or another of the cooperating /151/ causes
without destroying the unity of the effect. And the prospects for success
are fairly bright.
IV
The first pitfall had to do with the effect produced jointly
by God and the secondary agents. The second concerns the agency by
which that effect is produced. Durandus poses the pertinent issue as a
dilemma for the concurrentist: "If God acted immediately in the production
of the effect of a secondary cause, then He would act either by the same
action as that by which the creature acts or by a different action"
(§ 11). Predictably enough, Durandus contends that both alternatives
lead the concurrentist to ruin. My strategy here will be, first, to show
that concurrentists must embrace the thesis that when God and creatures
cooperate, they act by means of one and the same action, and, second, to
argue that Durandus's objection to this thesis is not compelling. As the
discussion proceeds, it will also become clear, I hope, why this relatively
esoteric ontological issue is important not only for the treatment of God's
general concurrence but, more broadly, for the philosophical analysis of
cooperative action in general.
Notice, to begin with, that any concurrentist who has already succumbed
to the first pitfall by splitting the joint effect into two more basic
effects is thereby committed to the claim that when they cooperate with
one another, God and creatures act by distinct actions. For, as noted above,
distinctness among per se effects is a sufficient condition for
the distinctness of the actions that produce those effects.
Still, it is not yet clear why a concurrentist who holds that God and
secondary agents immediately produce a unitary effect should reject the
idea that God's action is distinct from the action of the secondary causes.
I will now argue, however, that the only general models of cooperative
action that can, on the surface at least, be plausibly thought to combine
sameness of per se effect with a plurality of actions are unsuitable
as models for God's concurrence with secondary causes. I will briefly examine
four such models.
The first is a species of causal overdetermination that is sometimes
called causal redundancy. On this model, (a) a unitary effect is produced
by two distinct actions and (b) each of the actions is such that it would
have produced that very same effect in the absence of the other action.
Philosophers--both medieval and contemporary--have disagreed about whether
causal redundancy as so defined is even possible,28 but
however /152/ one might decide that question, it is obvious at any rate
that this first model is incompatible with concurrentism. For, first of
all, concurrentism holds that secondary agents are incapable of producing
any effects at all without God's general concurrence. And, second, as we
saw above, concurrentists also assert that when God acts as a general concurring
cause, His influence is not by itself--independently of the influence of
the secondary agents--sufficient to produce the effect. Or, to put it more
accurately, God's actual influence in the mode of concurring simply does
not exist in the absence of the secondary cause's influence. In short,
the two are necessarily complementary.
These very same considerations also serve to undermine the usefulness
of the second and third general models of cooperative action that might
initially be thought of as involving two distinct actions. On the second
model, (a) a unitary effect is produced by two distinct actions, but (b)
just one of those actions, and not the other, would have been sufficient
by itself to produce the very same effect. Once again, according to concurrentism,
when God concurs with secondary agents to produce an effect, neither God's
action nor the secondary cause's action can even exist in the absence of
the other, and so neither can be sufficient to produce the effect in the
absence of the other. (This is not, of course, to deny that God could have
produced the very same effect on His own; but in that case He would have
acted as a particular cause and not as a general concurring cause.)
The third model, on the other hand, is such that (a) a unitary effect
is produced by two distinct actions, (b) neither of these actions would
by itself have produced that same effect, but (c) each of the agents, by
exercising the very same power that it in fact exercised in the actual
case, would have produced some alternative effect in the absence of the
other agent's action. There are two interestingly different cases here.
In the first, each agent, acting without the other, would have produced
a less intense effect of the same species. For instance, two light sources
have actually produced an illumination of degree n, but each, in
the absence of the other, would have produced an illumination of some degree
less than n. In the second case, each agent, acting without the
other, would have produced an effect opposed to the effect that would have
been produced by the other agent acting by itself. The example, introduced
above, of heating unit A and cooling unit B is a case of
this type.
Obviously, neither sort of case can model divine concurrence, since
according to concurrentism neither God's influence nor the secondary agent's
influence so much as exists in the absence of the other. Still, we might
usefully probe a bit deeper by asking just how plausible it is, upon /153/
reflection, to assert that in cases that seem initially to fall under the
third model there are two distinct actions rather than just a single action.
Remember that an action just is (or at least necessarily results in) an
effect's dependence on its cause. Now recall the case of heating agent
A and cooling agent B and assume for the purposes of argument
that B's action is distinct from A's even though they produce
a unitary effect--viz., a room temperature of 75° F, which constitutes a
15° F increase over one hour. Since the effect is unitary, each of the two
allegedly distinct actions, viz., A's action and B's action,
must terminate in that same effect. But from this it follows that cooling
agent B's action, taken in itself as distinct from A's action,
is a per se cause of the room's temperature increasing by 15° F to
75° F--an implication that, to put it mildly, is incredible, since the effect
is wholly disproportionate to the agent's power. It is much more plausible
to say instead that A and B together constitute a single
total agent which, by a single action, raises the temperature by 15° F--an
effect that is indeed proportionate to the power of this single total agent.
In short, our initial assumption that there are two distinct actions has
been completely undermined. In cases of this sort there is just a single
dependence of the effect on a single total cause (even if that cause includes
several agents), and so too there is just a single action terminating in
an effect proportionate to the power of that total cause. A similar, though
less striking, analysis can be given of the example involving the two light-sources.29
The same conclusions will hold, a fortiori, for a fourth model
of cooperative action on which neither of the two actions would effect
anything--or, better, even exist--in the absence of the other. To revert
to an earlier example, suppose that neither you nor your friend can lift
the rear end of the car at all, but that the two of you together can lift
it ten inches off the ground. If your actions were distinct in this case,
then each of those actions would terminate in an effect that neither of
them is capable of producing. Once again, then, the effect would be wholly
disproportionate to the allegedly distinct actions, and so it is more reasonable
to hold that when you act together to lift the car, the two of you act
by the same action.
This fourth model is, of course, a fitting one for the concurrentist,
since according to concurrentism neither God's concurrence nor the secondary
cause's influence can effect anything, or even exist, in the absence of
the other. So the concurrentist must hold that in their cooperative actions
God and the secondary cause constitute a single total /154/ cause that
produces the relevant unitary effect by means of a single, undivided, action.30
This position dovetails quite nicely with an ontological account of
action, like that propounded above, according to which an action is the
effect's dependence on the agent during the time when it is being produced.
For this dependence can be unitary even if the cooperating agents are distinct
from one another, as long as those agents together constitute a total immediate
cause of the effect. For in that case, the cooperating agents act as a
unitary agent with a single, combined, power that is proportionate to the
effect.31
Indeed, the temptation to divide all cooperative actions into a plurality
of distinct actions stems almost entirely--or so it seems to me--from the
initial seductiveness of certain ontological accounts of action which turn
out to be inadequate precisely because they are formulated without due
reflection on cooperative action in general and, more specifically, on
the third and fourth models of cooperative action just described. Take,
for instance, those accounts according to which actions are intrinsic determinations
or accidents of the agents whose actions they are. On such accounts it
follows straightforwardly that if A and B are distinct substances,
then no action of A's can be identical with any action of B's,
since A's actions, but not B's actions, have A as
their ontological subject. Again, suppose that, in a more contemporary
idiom, one takes as the primitive causal locution something like 'Agent
A causally contributes to state of affairs S at time
t', and suppose further that one identifies A's actions with
states of affairs of the form A's causally contributing to S at t.
Then, since for any two distinct substances X and Y the state
of affairs X's causally contributing to S at t is admittedly distinct
from the corresponding state of affairs Y's causally contributing to
S at t, they must be two distinct actions even if they involve the
very same effect. /155/ By now we have seen enough to be wary of any such
account of the ontology of action.
It remains only to deal with Durandus's objection to the claim that
God and secondary agents immediately cause a given effect by means of the
same action. The objection trades on an ambiguity in the Latin term perfectum,
with the result that the concurrentist is accused of holding a thesis which,
to invoke one of the traditional terms of theological censure, is at the
very least ill-sounding, viz., that God's concurrence is in some way imperfect:
It is possible for numerically the same action to be immediately
from two agents but from neither perfectly (perfecte), as when two
people are dragging a boat or when two candles are causing one light; for
the movement of the boat is not completely from either one, and the illumination
of the air is not from either candle by itself and perfectly. In such cases
two imperfect agents (agentia imperfecta) take the place of one
perfect agent. But there appears to be no possible way for the action to
be immediately and perfectly from each without its being the case that
numerically the same principle or numerically the same power is in both
of them (§ 12).
Here is Suarez's somewhat more lucid restatement of the objection: It
is impossible that two agents should immediately concur with respect to
the same action unless each of them is an imperfect (imperfectum) and only
partial agent--which should not be said of God. Therefore, God does not
immediately concur with a creature with respect to its action (Disputationes
Metaphysicae 22, sect. 1, § 4).
The problem is that the term perfectum can mean 'complete' as
well as 'perfect', and we have already noted that the concurrentist holds
that when God acts in the mode of general concurrence, His own contribution
to the effect complements that of the secondary cause and is not of itself
sufficient to bring about the effect. So it is only together that God and
the secondary agent constitute a complete or 'perfect' cause of the effect.
It follows that each is, in its own right, only a partial or incomplete--and
in that sense 'imperfect'--cause of the effect. However, it seems obvious
that to call God an imperfect agent in this sense hardly derogates the
divine nature.
My own inclination is therefore simply to dismiss the objection as a
terminological ploy. Nonetheless, many scholastic thinkers were reluctant
to call God a merely partial or imperfect cause of the effects that He
brings about with secondary causes. Suarez's own response to the /156/
objection makes allowance for this reluctance and is hence more sagacious
than the one I am inclined toward:
The other [alleged] difficulty is that [God and the secondary
cause] would be partial agents ... Some concede this inference, since if
one simply considers the entire effective causality that is necessary for
the effect, then neither of of both causes ... By contrast, others think
that the inference should be denied because, given that the two causes
belong to diverse orders, they are not properly said to compose a single
total cause; rather, each is an entire cause within its own order. This
way of speaking seems more acceptable, both because it is more common and
also because it is more apt to indicate the inequality and ordering between
these causes (Disputationes Metaphysicae 22, sect. 1, § 22).
But whichever side one comes down on here, Durandus's objection has
once again fallen far short of being compelling, even though, as before,
his discussion has served to heighten our awareness of a possible pitfall
for concurrentism.
V
Our examination of Durandus's treatment of concurrentism has been fruitful
in at least two ways. First and most obviously, it has enabled us to identify
the two pitfalls of the conjunctive effect and the divided action. Second,
it has served to put into relief some of the difficult ontological issues
in the theory of action that any attempt to construct an adequate version
of concurrentism will have to come to terms with. Despite the current revival
of interest in philosophical theology among Anglo-American philosophers,
and despite the fact that a viable account of how God acts in nature is
a crucial component of any metaphysical system that would comport with
Christian doctrine, the recent work on this topic has, to my mind, not
been sufficiently sensitive to the historical origins of the debate over
secondary causality or sufficiently cognizant of the depths of the scholastic
contributions to it. My hope is that the present paper will serve as a
partial remedy for these deficiencies and that it will provide some semblance
of a foundation for future attempts to articulate a coherent version of
concurrentism that will have some purchase on contemporary Christian philosophers.
NOTES
1. Here is how St. Thomas explains God's threefold existence
in things: "[God] is in all things through His power, insofar
as all things are subject to His power. He is in all things through His
presence, insofar as all things are uncovered and exposed to His
sight. He is in all things through His essence, insofar as He comes
to all things as the cause of their being" (Summa Theologiae
1, q. 8, a. 3, resp.).
2. Eduardo Iglesias, S.J., De Deo in Operatione Naturae
vel Voluntatis Operante (Mexico City: Buena Prensa, 1946), p. 102.
I am indebted to James Sadowsky, S.J., for calling this book to my attention.
3. On this score Aristotelianism differs from the view
held by many contemporary metaphysicians who, like Aristotelians, wish
to propound a robust account of human freedom. For the metaphysicians in
question tend to distinguish sharply between agent causality, which
is found only among rational beings, and event causality, which
is ubiquitous. Such a framework generates the artificial and (to my mind)
intractable problem of how the two types of causality are related to one
another in the case of free human action.
4. For more on occasional causality, see my "Medieval
Aristotelianism and the Case against Secondary Causation in Nature,"
pp. 74-118 in Thomas V. Morris, ed., Divine and Human Action: Essays
in the Metaphysics of Theism (Ithaca, NY: Cornell University Press,
1988), esp. section 3. Inspired in part by Malebranche's occasionalism,
Hume propounded a secular version of this reduction of causal dependence
to counterfactual dependence. Interestingly, such a position has become
extremely influential in contemporary analytical metaphysics, mainly through
the work of David Lewis. See especially "Causation" and "Postscripts
to 'Causation'," pp. 159-269 in David Lewis, Philosophical Papers,
vol. 2, (Oxford: Oxford University Press, 1986).
5. For more on this, see "Medieval Aristotelianism
and the Case against Secondary Causation in Nature." The anti-realism
I have in mind is evident, for example, in Lewis's counterfactual analysis
of causality, as well as in Bas van Fraassen's scientific anti-realism,
which agrees with occasionalism in denying that the purpose of natural
science is to discover the "real causes" operative in nature.
See van Fraassen, The Scientific Image (Oxford: Oxford University
Press, 1980).
6. See my "God's
General Concurrence with Secondary Causes: Why Conservation is Not Enough,"
Philosophical Perspectives 5 (1991): 553-585.
7. Eduardo Iglesias, S.J., is the only twentieth-century
neo-scholastic I have found who is willing to defend mere conservationism
explicitly and in detail. See his De Deo in Operatione Naturae vel Voluntatis
Operante. Iglesias goes so far as to attribute this position to St.
Thomas--an attribution that seems utterly wrong-headed to me. Still, in
fairness to Fr. Iglesias, I plan to examine his arguments carefully in
my future work on divine action.
8. The term 'general concurrence' signifies God's influence
on the effect itself rather than on the agent. Within the scholastic debate
over secondary causality one hotly disputed question is whether God acts
on the secondary agent itself in contributing to its effect. Many Thomists
answer affirmatively, positing variously that God moves the secondary
cause to act, or that He applies it to acting, or that he excites
or stirs up its power, or that He uses it as an instrument.
Each of these locutions seems to imply that God acts on the secondary cause
prior to--at least naturally prior to--the secondary cause's own action
on its patient. By contrast, the Jesuits deny that there is any such antecedent
divine action on the secondary cause itself. (For an illuminating (For
an illuminating discussion, see Francisco Suarez, Disputationes Metaphysicae,
disp. 22, sect. 2.) Here I wish to avoid this issue, focussing instead
on the claim that God is an immediate cause of the effects of secondary
agents--a claim that all the Thomists accept under some interpretation.
It is this immediate causal influence on the effect that I am calling God's
general concurrence.
9. Relevant works include Domingo Baņez, O.P.,
Scholastica Commentaria in Primam Partem Angelici Doctoris Divi Thomas
Aquinatis (Salamanca, 1584 and 1588), modern edition edited by Luis
Urbano, S.J. (Madrid, 1934); Luis de Molina, S.J., Liberi Arbitrii cum
Gratiae Donis, Divina Praescientia, Providentia, Praedestinatione et Reprobatione
Concordia (2nd edition: Antwerp, 1595), modern edition edited by Johann
Rabeneck, S.J. (Oņa and Madrid, 1953); and Francisco Suarez, Disputationes
Metaphysicae (Salamanca, 1597), modern edition edited by Carolo Berton
as vols. 25 and 26 of Suarez, Opera Omnia: Nova Editio (Paris, 1866;
reprinted in two volumes at Hildesheim, 1965).
10. When my exposition of transeunt action strays into
controversial matters, I will be following Suarez, Disputationes Metaphysicae,
disp. 18, sect. 10; disp. 48; and disp. 49.
11. For the sake of simplicity, in what follows I will
speak simply of production, since production, rather than conservation,
is the focus of the disputes over God's concurrence.
12. One reason St. Thomas uses 'esse' here instead
of 'form' is to accommodate the possibility of the creation ex nihilo
of material substances, where the matter perfected by the relevant form
is itself brought into existence. According to St. Thomas, when a material
substance is created ex nihilo, its matter is 'co-created' along
with it. So even though the matter cannot exist on its own without any
formal determinations and so cannot be the per se terminus of God's
creative act, it nonetheless "pertains to being" and so must
itself be thought of as something that is communicated or bestowed when
a material substance is created ex nihilo. See Summa Theologiae
1, q. 44, a. 2, resp.
13. St. Thomas's distinction between esse and
essence is not a distinction between entities, since the essence is not
a limiting principle except insofar as it is 'already' actual. Rather,
the ground for the distinction lies in the fact that (a) there is nothing
about the actualized essence that requires that it or any of its parts
should be something rather than nothing, and that thus (b) a finite essence,
with all its parts, must owe its existence to causes outside itself. I
take this interpretation to be consonant with that proposed by Charles
Hart in Thomistic Metaphysics: An Inquiry into the Act of Existing
(Englewood Cliffs, NJ: Prentice-Hall, 1959), pp. 86-92.
14. Among the scholastics there are numerous disagreements
about the ontological status of accidents. The accounts range from the
highly inflationary, according to which all (or almost all) accidental
terms designate distinct dependent entities that could, at least by God's
power, exist without inhering in any substance, to the highly deflationary,
according to which all (or almost all) accidental terms designate modes
or states that cannot exist, even by God's power, without inhering in some
substance. I will ignore this dispute here and assume that even on the
most deflationary accounts we can still think of modes of substances as
themselves instances of esse and thus appropriate termini for exercises
of efficient causality. On accidents (or accidental esse) as the termini
of efficient causality, see Barry Brown, Accidental Being: A Study in
the Metaphysics of St. Thomas Aquinas (New York: University Press of
America, 1985), esp. pp. 224-227.
15. Scholastica Commentaria in Primam Partem Angelic
Doctoris Divi Thomas Aquinatis, q. 104, a. 2, column 1974, C and E.
16. This is not, of course, to deny that certain agents,
viz., material substances, undergo internal changes when they act--e.g.,
loss of energy. It is, however, to deny that such internal changes in the
agent belong to the very nature of a transe action as such.
17. The term 'proper effect' is meant to distinguish
the per se effects of actions from accidental conjunctions of effects,
where the conjunction itself has no per se cause as such.
18. I ignore for now the complications raised by human
actions that are omissions, since such "actions" presuppose cognitive
powers that are lacking in non-rational creatures.
19. See, e.g., the following selections from G.W. Leibniz,
Philosophical Essays, edited and translated by Roger Ariew and Daniel
Garber (Indianapolis, IN: Hackett Publishing Co., 1989): "Primary
Truths," pp. 30-34; "Discourse of Metaphysics", pp. 35-68,
esp. pp. 46-49; and "To Arnauld (April 30, 1687)", pp. 81-90.
Notice that Leibniz's objection applies equally well to local motion. The
fact that we talk glibly about the "transfer of energy" from
mover to thing moved should not obscure the fact that variations in energy
levels that result from the collision of physical bodies are metaphysically
on a par with other qualitative and quantitative modifications. Indeed,
such "transfers" can be accepted with equanimity by occasionalists
without any admission that real action has occurred in nature.
20. For more on the 'ordinary' concept of causality,
see Elizabeth Anscombe's "Causality and Determination," in Ernest
Sosa, ed., Causation and Conditionals (Oxford: Oxford University
Press, 1975), pp. 63-81.
21. Molina, Concordia, Part II, disp. 25, §
5.
22. See Suarez, Disputationes Metaphysicae,
disp. 49, sect. 1, § 8. There he alludes to the following passage
from St. Thomas, In XII Libros Metaphysicorum Expositio XI, lect.
9: "Action and passion are the same in substance ... Motion constitutes
the category of passion insofar as it is predicated of the subject in which
it exists, whereas it constitutes the category of action insofar as it
is predicated of that from which it exists."
23. Summa Theologiae 1, q. 104, a. 1, resp.
24. See, e.g., De Potentia Dei, q. 3, a. 8,
resp., and Summa Theologiae 1, q. 44, a. 2.
25. God could produce the effects by Himself in either
one of two modes, viz., by creating them ex nihilo along with their
material causes, or by miraculously educing the relevant forms by Himself
from preexisting material causes.
26. True, I could have chosen a different color of
chalk. But this is incidental to the specific nature of the effect that
is in fact produced when I use the blue chalk.
27. It is worth noting that an Aristotelian account
of efficient causality, according to which the esse of an entity
(substance or accident) is the terminus of the causal relation, has a decided
advantage here over a popular contemporary account according to which the
terminus of the causal relation is a state of affairs. For if, as I am
inclined to think, any coherent version of concurrentism will acknowledge
that God and secondary agents are primarily responsible for different facts
or states of affairs involving the termini of causal relations, then it
will be enormously difficult to state the concurrentist thesis in terms
of the contemporary account without immediately splitting the effect--as
one would by claiming that whereas God brings it about that entity x
exists at time t, the secondary agent brings it about that x
has property P at t. I believe that this problem is apparent
in the account of divine causality worked out by my colleague Philip Quinn
in "Divine Conservation, Secondary Causes, and Occasionalism,"
pp. 50-73 in Divine and Human Action: Essays in the Metaphysics of Theism.
28. Medieval philosophers debate this issue in their
discussions of whether one effect can have two 'total' causes. See Suarez,
Disputationes Metaphysicae, disp. 26, sect. 4. The possibility of
this sort of simultaneous overdetermination poses a special problem for
theories of causality which, like David Lewis's, reduce causal dependence
to a form of counterfactual dependence. See Lewis, "Postscripts to
'Causation'," esp. pp. 193-212.
29. Here the surprising conclusion would be that a
light-source which itself has the power to illuminate the room only to
a degree less than n is such that its action, distinct from that of the
other light-source, terminates in an illumination of degree n.
30. Other considerations lead to the same conclusion.
The most obvious is that, as Suarez points out in arguing against mere
conservationism (Disputationes Metaphysicae, disp. 22, sect. 1,
§ 9), the secondary cause's action is itself a finite or participated
entity and hence must depend immediately on God for its being. However,
it is difficult to see how this dependence can hold if God's action is
distinct from the secondary cause's action. For, as all our authors agree,
an action cannot itself be the per se terminus of another action; otherwise,
an infinite regress of actions would be generated whenever any agent acted.
There are also theological reasons for insisting that when God and creatures
cooperate to produce a joint effect, they do so by the same action. First,
many of the sacred texts cited by occasionalists straightforwardly attribute
to God the actions of causes in nature. Second, the doctrine of habitual
(or sanctifying) grace seems to require that meritorious actions be attributed
directly to God as well as to the relevant free creatures.
31. This is at least part of what St. Thomas has in
mind when he claims that lower agents act not only by their own power but
also by the power of all the superior agents to which they are subordinated.
See, e.g., Summa Contra Gentiles 3, chap. 70.
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