Chapter
Five
SELF-MAINTENANCE
| a.
Annual salary increases |
In
1998, the Dean of Arts & Letters, Mark Roche, instituted the
policy of what he called "merit raises", and requested that
departmental chairs give raises solely on the basis of merit.
(Previously, chairs operated at their own discretion: some gave
the same percentage salary increases to all faculty; others
tried to give all faculty some kind of raise, but favored other
with larger increases; others punished faculty by giving no
raise at all to certain individuals. The new system of merit
raises was supposed to eliminate favoritism, as well as provide
incentive for better and more voluminous work (the carrot, not
the stick.) The Faculty Senate sponsored a campus-wide faculty
forum on the subject, and almost all the speakers urged the
Dean not to institute merit raises for various reasons: social
justice reasons (some faculty are raising 5 children on one
salary, others are raising none); collegiality (the competition
for salary increases destroys morale reasons and erodes collegiality);
Catholic teaching reasons (basic justice issues); personal morality
reasons ("I don't want a raise if it requires stiffing a colleague");
anti-corporate reasons ("corporate practices do not belong in
the academy"); and finally, because the amounts of money available
to chairs to dispense in salary raises are so minuscule that
the whole merit raise process seemed over-produced and ludicrous.
But to no avail. Merit raises were instituted and in one way
or another, they are abided by.
Most departments, therefore, (at least departments in Arts
and Letters), require all faculty to submit annual "performance
reports", so the chair can effectively evaluate the individual's
productivity and determine his/her raise for the coming year.
Some departments provide forms to be filled in - others do
not. It's my advice that since these reports are required,
they should be completed as fully as possible.
If no form is offered by your department, or even if one is,
here's a complete list of categories of evidence that could/should
be submitted, voluntarily.
Scholarship
For T & R faculty, give complete bibliographical
details on articles and book. Include items officially accepted
for publication but which have not yet appeared. List in order
of your most recent work first.
1. Books, edited volumes, articles, essays, chapters in books,
and creative work. Submit supporting material - for example,
one article, description of theater work performed, etc.
2. Invited lectures (one-hour lectures); invited creative
work. Give month, year, location, and sponsoring institution,
where appropriate.
3. Panels and Papers (20-minute papers). Give month, year,
location, and conference name, where appropriate.
4.
Peer evaluation (for example, reviews of your work).
5.
Other public addresses, performances, film/video festivals,
or exhibits.
6.
Journal editing. For example, if you are on an editorial board,
how many articles did you referee?
7. Service to the profession, including evaluation of scholarship
(reading scholarly manuscripts for publication, external promotion
and tenure reviews, etc.), evaluation of performances, etc.
8. Scholarship and work in progress. (Be as specific as necessary
to convey the theme, nature, and envisioned result of your
work; what has been accomplished to date.)
9. Grant proposals. (List title of proposal; name of agency
or award; amount of funding sought or received; and month
and year of award or submission.)
A. Awarded
B.
Submitted
10. Service to the department (committees, special assignments,
unusual accomplishments, assistance in recruiting target of
opportunity students and faculty)
Teaching and student advising
List all courses taught by semester,
with enrollments. Note whether any of your courses were new
courses and in what respect any were unusually time-consuming.
Advising. (Include especially dissertation advising, dissertation
committees, MA advising, MA committees, honors thesis advising,
and honors committees. Give level, name of student, title
of project, and whether the project is in progress or was
completed. For undergraduate academic advising, estimate the
number of students (majors and potential majors) you regularly
advised during 1998
Committee Assignments and Governance Participation
1. Profession
2.
University
3.
College
4.
Community Service
Recognition, honors, and awards received
List
all professional recognition, honors, and awards received
including election to committees and officer roles in professional
organizations.
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One
of the best ways to improve your situation at Notre Dame is
to get an offer from somewhere else. An outside offer can help
you negotiate for early tenure, sabbaticals, teaching relief,
better research funds, a higher salary and more. Department
chairs, deans and higher ups often don't appreciate a faculty
member's value unless or until a search committee at another
college or university proclaims your worth. Then, when you have
an offer, they will quite likely aim to match or improve upon
the offer in order to keep you. Beware, though, that getting
an offer from another school can be an extremely risky business
and may backfire. The following are some things to consider
in seeking an outside offer.
When is it worth applying for an
outside job?
Consider when to time an outside offer. If you apply
for a job in your first year of service to Notre Dame, and
get an offer, what is the likelihood that a new job will offer
you anything significantly different from what you have? If
the offer only allows you to make a lateral move at roughly
the same salary, you may wish to take the offer but you will
be unable to use it to negotiate for a significantly better
deal at Notre Dame. In addition, a too-early offer could make
you look less committed to Notre Dame and, therefore, harm
your chances of renewal down the line. By contrast, if you
apply for a job in your third year of service, when you are
being considered for renewal, or in your sixth, when you are
being reviewed for tenure, you may be able to make a move
up or, at the very least, cement your chances for renewal
or tenure. In some cases, you may wish to wait until you get
tenure and then apply for senior positions elsewhere.
Assess your chances as a job candidate. Is it worth your while
to spend time on the job market if you have not changed your
profile since getting the job at Notre Dame? If you are unlikely
to get an offer, your time may be better spent working on
your research. If, however, you have recently published significantly
in your field or won significant grants or prizes, and feel
that Notre Dame isn't recognizing your new status as a scholar,
it is well worth your while to get an offer so that Notre
Dame will see you in a new light.
Evaluate what you want from an outside offer. When you apply
for jobs at other colleges or universities, you have to examine
your motives. Are you actually willing to move to another
university? Are you just looking for a negotiating tool? If
you would not be willing to take the outside job, it may not
be in your best interests to apply for it. As above, consider
the investment of time that goes into a job hunt. In addition,
consider the risk: an offer from another university does not
guarantee a counter offer from Notre Dame. So you'll want
to be pretty sure of your chances. Otherwise, you may paint
yourself into a corner and be stuck moving to a job you don't
want.
What are your obligations when applying
for outside jobs?
You may feel guilty about seeking employment elsewhere.
Don't. It is your life and career and you have every right
to improve your situation. It is a very common practice in
academia. Your department chair may even recommend that you
apply for jobs, since she or he may wish to reward you but
needs leverage to do so. In most cases, you should ask your
chair for a letter of recommendation. While this may be awkward,
you can make clear to your chair that you are simply exploring
options. If you are uncomfortable asking your chair, ask another
senior colleague whom you trust. Remember that your application
will look odd to a potential employer without a current recommendation.
You do not need to tell your chair when you have an interview,
but should alert him or her as soon as possible after you
get an offer.
You may feel that you are being duplicitous with the outside
university. Don't. You have every right to turn down a job.
And you have every right to take a reasonable amount of time
(generally two weeks) to give them an answer. If a search
committee wants you, chances are they will exert some pressure
on you. Simply tell them that you are very excited about the
offer and are considering all your options before making a
final decision. Don't let yourself be bullied.
Don't waste anybody's time. As soon as you have an offer -
and possibly even when you have a verbal offer only -- discuss
the offer with your chair. Let him or her know that you feel
an obligation to give the outside university an answer as
soon as possible. Your chair should be able to discuss your
case with the dean and provost within a week or so. Alternately,
as soon as you get a counter offer from Notre Dame, and you
make your decision, let both schools know what you plan to
do. If you are turning down a job from an outside university,
you need to given them time to locate a new candidate. If
you are accepting the outside job, Notre Dame needs to fill
your position.
What can you ask for?
An outside offer is a negotiating tool. When you get
the offer, evaluate it. Are you happy with the terms? If not,
you may wish to negotiate with the outside university before
you approach Notre Dame. When you have an offer you could
possibly accept, consider what is most important to you --
the salary? Time off? Research funds? What part of the offer
will you need Notre Dame to match or exceed? When you discuss
the offer with your chair, let him or her know what appeals
to you about the offer and what you are most attracted to.
You do not need to tell your chair an exact dollar amount
you will accept. You may undersell yourself. Better to let
the chair come up with a package in consultation with the
dean and provost. Then, if you are unhappy with the counter-offer,
you may wish to renegotiate. Chances are there will be some
flexibility in the offer. But be reasonable. If your outside
offer promises you a $10,000 increase in salary, don't expect
Notre Dame to give you an extra $30,000.
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What
follows pertains only to T & R (Teaching and Research) faculty,
and is only useful for faculty in Arts and Letters. Other colleges,
Architecture, Engineering, Science, Law and Business, have different
leave programs, if they have leave programs at all.
In your fourth year, normally you are eligible for a one semester
leave at full pay or a full year's leave at half pay. In order
to qualify for the leave, you must apply for at least two
outside grants in your third year. If you receive a grant
of $30,000 or more, you can take a full year's leave at full
pay (the size of the grant is somewhat negotiable; people
have been given a full year with slightly smaller grants,
it depends on your salary).
If you receive an outside grant in years one-through-three,
you are still eligible for the year four grant. However, you
should be careful about how much leave you take early in your
time at ND: make sure that you establish enough of a teaching
record in your first three years to support your case for
renewal.
If you receive two grants for the same time period, it is
possible to "piggyback" them instead of having to turn one
down or take both at the same time. This is something you
need to negotiate with your chair - your success will depend
on your particular department and whether or not your teaching
duties can be covered for the amount of time you're on leave.
Pregnancy/family
leave
U.S. law requires that Notre Dame give
you a Family and Medical leave. Here's the official language
from the Faculty Handbook (p. 86):
"Faculty
members with serious health conditions caused by pregnancy,
childbirth, or related medical conditions are entitled to
Family and Medical leave. Leave for a serious health condition
related to childbirth and recovery is normally for at least
six weeks. No University duties are required during the period
of the leave. In addition, a faculty member whose due date
for the birth of her child is anytime during the semester
is relieved from all teaching responsibilities during that
semester. When a faculty member's due date falls outside of
a semester, she should contact the Office of the Provost regarding
whether she will be relieved from teaching responsibilities."
Here's the scoop: You
are allowed six weeks of paid leave after childbirth. During
this time you do not need to teach, hold office hours, attend
committee meetings, etc. In order to apply for this, you need
to fill out an FMLA form (available from Human Resources).
You are also legally eligible for another six weeks of unpaid
leave. (Fathers, by the way, are also legally eligible for
twelve weeks of unpaid leave after the birth of the child).
The University has a new policy which gives female faculty
"teaching relief" for the entire semester during which they
give birth. This is NOT a "maternity leave" or a "childcare
leave"; you still need to fulfill all your service and, presumably,
research responsibilities during this time (although trying
to do research with a newborn baby presents a number of challenges!),
and you "may be assigned other service and administrative
responsibilities during the period when [you] are not on Family
and Medical Leave but relieved from teaching." The logic behind
this policy (and the legal means by which it can apply to
new mothers but not new fathers) is that the 6-12 weeks that
the law guarantees you would irredeemably disrupt classes
during the semester.
What the policy means is that if you have a baby in September,
you have a zero course load in the fall; if you have a baby
in April, you have a zero course load for Spring. If you have
a baby in the summertime, the policy is that the Assistant
Provost will decide whether or not you're eligible for teaching
relief the following fall. Precedent indicates that such relief
is generally granted. And if your due date falls toward the
very end of a given semester, you can ask for and will probably
be granted the following semester leave (since the birth won't
significantly disrupt the current semester's classes). To
request teaching relief, you write a letter to your chair
requesting the relief and cc the letter to Carol Mooney at
the Provost's Office.
There is also some precedent for taking your teaching relief
for childbirth later than the semester in which you give birth,
i.e. if you have a grant in that semester, you can make the
argument for teaching relief in the following semester (since
childbirth interrupted your research time).
Stopping the tenure clock for childcare
You (or your spouse) can stop your tenure
clock once in each of your three year contracts for the birth
or adoption of a baby. You can also stop your tenure clock
if you arrive with a newborn. According to the faculty handbook,
you need to request the contract extension within 6 months
of birth or adoption (One BP contributor had a baby in the
spring before her hire, and started at ND with a "four year"
contract). The official language says that you can request
an extension of your contract if the birth occurs "either
a) prior to November 1 of the appointment's third year, or
b) after November 1 of the final year of a previous, contiguous
appointment." I think this means that if you get pregnant
in your second year, and the baby is due after November 1,
you can't elect this extension. You have to come up for review/renewal
in your third year (which means putting together your renewal
packet in the summer before the baby's born). As long as you
are renewed, however, you could then elect the extension for
the following contract (which may not be a bad idea).
Here's some advice: It's a good idea to discuss with your
chair, and perhaps with some more experienced colleagues,
whether or not it will be advantageous for you to stop the
clock. You are NOT supposed to be "penalized" for taking the
extra year; it's NOT supposed to "count." But it's a good
idea to ask your chair directly whether or not he/she perceives
that your CAP might indeed "penalize" you for taking the extra
year (i.e. if they might perceive that you should have been
able to get your materials in before having the baby, for
example).
In some circumstances it might not be wise or strategic for
you to stop the clock in your first contract period. For example,
if you are close to the time for submitting your renewal materials
when your baby will be born, you might want to get the renewal
portfolio finished and take the tenure extension in your second
contract (when you'll need the extra time because you'll be
trying to get your book done with a new baby). Remember that
stopping the clock is a way of relieving you of the stress
of dealing with a new baby and the necessity to produce scholarship;
if you don't feel you need to stop the clock (because you're
in good shape for renewal or tenure already) there's no reason
to extend the agony of limbo. At the same time, if you can
accelerate renewal or promotion to before the baby's born,
then you relieve yourself of some pressure for the first year
after birth automatically.
Stopping the tenure clock for other
reasons (physical or mental illness)
If there is a medical reason for your
inability to produce research, you should meet with your chair
to discuss the possibility of stopping the tenure clock. This
should be done as soon as you feel in danger--don't wait until
the last minute.
Opportunity to work part-time
The University provides an opportunity
to work part-time if your circumstances warrant it. The official
university policy is on page 88 of the Faculty Handbook (2000-2001).
Women faculty with small children might wish to consider this
as an option for surviving the demands of teaching, research,
service, and raising kids. However, there are some costs associated
with opting for part-time employment. The first is that if
you work less than three-quarters-time, you must pay the total
medical premium if you want to participate in the University
medical benefit program (this may then be an option better
suited to women with partners whose jobs provide medical benefits).
The second is that your time to tenure is increased in proportion
to the amount of time you DON'T work (i.e. if you work half-time,
you double your time to tenure). And finally if you go part-time
your salary does too. You can opt in and out of the part-time
status as needed. Requests go "through the appointments and
promotions channels."
Send
comments
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If
you are at another university and are coming to the Notre
Dame campus to be looked over as a potential hire for a
chair of a department (and, as importantly, to look over
the place for yourself)...
THEN HEED WELL, for here are some negotiating suggestions
that might help you be a more effective chair and a happier
person, if you are offered the job.
Most important, on your campus visit, make an in-depth assessment
of the strengths and weaknesses of the department, in a few
different ways: by talking with the previous chairperson,
by reading any external evaluations or reviews of the department;
by meeting and talking with as many faculty and staff in the
department as possible, and by using whatever means work best
for you to learn something about the students, undergraduate
and graduate. Talking to chairs of some other departments
on campus wouldn't hurt, either.
Meanwhile, keep asking administrators (deans and the provost)
until you are quite clear about what the expectations are
for the new chair. The basic duties of a department chair
might be obvious, although if you come from another institution,
you may not be familiar with the peculiarities generated by
the CAP system, which makes the chair both more and less powerful
than might be the case at a different university. As chair,
you may or may not be asked to, for instance, do your own
development (raise money), do your own public relations and
publicity; develop a summer institute; develop a new degree
program, help design a new building for your programs, [preside
over an external review of the department], etc.
Then, in your negotiations, it is natural to extract commitments
from the Dean and Provost if you think you will need financial
or personnel support to fix or expand things in any of the
following areas,
1. additional technical staff
2. additional or upgraded administrative assistant(s)
3. additional Teaching & Research, Professional Specialist
and/or Adjunct lines
4. new equipment, or an equipment repair budget
5. office space, or lab space.
As for your personal requirements, it is reasonable to expect
to negotiate your own salary, and for some personal research
funds (if need can be demonstrated.) Some new chairs coming
in from outside also appear to have negotiated positions at
the university for their spouses and to have acquired new
faculty lines in areas related to their own.
Regarding the length of your appointment, the standard term
for a chair in the College of Arts and Letters is three years,
and then a semester's leave, then three years, and again a
semester's leave. Or you could chair for six years straight
and then take a full year's leave. Though this is the standard
arrangement, it too could probably be negotiated. What is
also standard is that the chair's job is a 12-months-a-year
appointment, (The salary is a nine-month base with an additional
supplement for summer.) The normal teaching load for a chair
is 1 course each semester.
Send
comments
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| e.
Promotion to department chair |
There
are not enough women chairs anywhere in this university.
In the 2001-2002 academic year, there are only two in the
College of Arts and Letters, which has the highest ratio
of female faculty in the university. Clearly this situation
is to everyone's detriment, but particularly to women faculty.
Though the following brief look at the job will hardly be
encouraging, nevertheless, when and if you're tenured, please
consider chairing at some point in your academic career.
There seems to be no particular way - that is no specified
process - for someone to be promoted to department chair.
In one largish A & L department, it went like this: you sort
of let it be known that you might be interested, then maybe
two or three people will approach you to determine "how interested"
and a lot of informal buzzing will go on for awhile, and if
you've answered strongly in the positive, then you might be
invited to go see the Dean of your college. If that goes well,
then the Dean solicits recommendations from all the faculty
of your department. And then, and then, you might become a
Chairperson, if you agree. At some point there might be an
official vote for your candidacy at an official departmental
meeting, and the minutes of that meeting might be sent to
the Dean - but maybe not. Of course, if there's more than
one person interested in the job, there might be a "winnowing
phase", to sort out the most likely candidate to succeed.
If you're the lucky one, you would be asked to make an initial
commitment for a 3-year term. In most cases, you would be
invited to stand for another three, but you could decline.
For each three years you serve, you're entitled to one semester's
leave. If you serve 6 years, you could take a full year's
leave at the end of the second term.
As chair, you will automatically get a course reduction of
one course per semester. None of the forgoing has to be negotiated
- it's standard.
If you think you will need financial or personnel support
to fix or expand things in any of the following areas, these
items can be negotiated:
1. additional technical staff
2. additional or upgraded administrative assistant(s)
3. additional Teaching & Research, Professional Specialist
and/or Adjunct lines
4. new equipment, or an equipment repair budget
5. office space, or lab space.
6. increases in various budget lines
It's best to go into the negotiating meetings with the Dean
and Provost with a ranked list of priorities. Of course your
success in these negotiations will depend on how much they
want you and how much you want the job. If you don't get what
you think is absolutely essential for you to do a good job,
you can refuse to take it.
As for your personal requirements, it is reasonable to expect
to negotiate for some personal research funds (if need can
be demonstrated.) You might also be able to talk about issues
of rank-for example, if you are an associate but nearly ready
to go up for full, you might ask for a leave before you start
in as chair, so that your promotion could go through and you
could then serve in the higher rank. Otherwise being chair
might end up keeping you longer at the associate rank because
of all the work involved. For this and other reasons, some
external reviewers have recommended that only full professors
serve as chairs.
It is not reasonable to expect to negotiate your own salary.
(Of course you can try it.) Chairs get an extra 2/9 of their
current salary for chairing - your base salary itself doesn't
increase. When your term(s) is over, you could find yourself
back where you were before you were chairperson. (One chair
advised that you never come to understand that extra 2/9 as
a permanent raise, for when you return to normal academic
life, you will then feel your salary has been reduced, and
might experience severe loss.)
On the other hand, it has been known to happen, that if you're
doing a good job as chair, the Dean or Provost might just
award you a little something extra in the way of salary increases
as the years of your chairing roll on.
Why then should anybody agree to be a chair? Because you might
have some ideas about how your department could be improved
and have an idea about how that should be done. And you might
even have some impact beyond your department-through your
contacts with the dean and other administrators, your role
on the chairs' council, and so on. Remember, after you're
done being chair, you will go on living in that department
for the rest of your academic career at this university. Why
not make it better.
It is not at all a thankless job. Some chairs have greatly
improved the status of Adjuncts and Professional Specialists
in their department, and been thanked for it. Some chairs
have instituted more democratic proceedings in their CAP committees,
and been thanked for it. Some chairs have gone out of their
way not to place unfair burdens on untenured faculty, and
been thanked for it. Some chairs have instituted year-end
reviews of all graduate student, and even of all untenured
professors, and been thanked for it. Some chairs have made
great strides in soliciting women and other minorities to
apply for jobs and have helped to get some of these hired,
and have been thanked for it.. etc. etc. All of which is only
to say that you could make a big difference. The advice of
one current chair was to have a limited list of initiatives
to make sure that you can focus on the most important ones.
Another chair said that, yes, there are lots of little things
to take care of and keep track of, but the hardest thing -
and the project that takes the most time (and which can produce
agony) - is personnel matters: renewing and tenuring, hiring
and all the attendant paperwork. Another chair said that the
budgeting/accounting part (the part that scares some of us
the most) is not at all hard, especially if you have a good
administrative assistant. This chair processes about $100,000
a year (not including salaries), and says that other than
salaries, which are untouchable, there's a great deal of flexibility.
In addition to all the others, women have some particularly
good reasons to serve as chairpersons: to add a female voice
to some of the highest level negotiations on campus; to serve
as a model for other women and attract more and better women
to this campus; and of course to help right some institutionalized
gender wrongs here, there and everywhere on this campus. Enough
said?
Send
comments
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| f.
The Office of Institutional Equity |
The
Office for Institutional Equity was put in place in September
2001. It's responsible for four activities: assisting academic
departments and all other units of the university in recruiting;
maintaining the statistics required by the government on
hiring, promotion, and terminations; making sure ND is compliant
with disability laws; and investigating and reviewing cases
of discrimination brought to it by individuals (and I guess
groups) around issues of equity, specifically race, religion,
gender, age, sexual preference, and disability.
After
investigating complaints (inequities in salaries, promotions,
leaves, responsibilities, etc.) the office makes recommendations
to the appropriate chairs, deans, etc. Although these are
only recommendations, they tend to have the "force
of the law" behind them, and can't therefore be easily
disregarded). The office is run by a staff of four, headed
by a director, who is responsible to the President of the
University only, and who will broke no interference from
Provosts and Deans.
On
March 7th, 2002, addressing the Faculty Senate, the director
of the office Rhonda Brown said that her job is to raise
the number of female and minority professors. "Faculties
are vested entities in this place", Brown said. "With
a weak faculty you have a weak institution. With a strong
faculty you have a strong institution. She said her office
would be playing an active role in faculty searches and
hiring interviews in the fall of 2002.
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