COMMENT ON BRIAN LEFTOW'S
"AQUINAS ON DIMENSIONS AND INDIVIDUATION"
Alfred J. Freddoso
University of Notre Dame
Like certain of their seventeenth-century predecessors, many contemporary
philosophers simply assume that any sort of Aristotelian or Scholastic
form/matter ontology has been effectively undermined by recent advances
in physics. I myself have come to believe that this assumption, in both
its seventeenth-century and twentieth-century versions, is false and that
a broadly Aristotelian ontology of form/matter and substance/accident is
fundamentally rightheaded--though (luckily) I do not have time to argue
for either of these claims here. I mention this only to forestall the facile
judgment that Brian Leftow's paper, for all of its philosophical rigor
and resourcefulness, is of merely antiquarian interest.
My comments on Leftow's paper are divided into two parts: first, I will
provide some background by noting a disagreement among late medieval Thomists
about what role St. Thomas assigned to materia signata quantitate
or designated matter; second, I will raise some problems for Leftow's attempt
to fill out the theory of individuation found in q. 4, a. 2 of St. Thomas's
commentary on Boethius's De Trinitate.
1. Three questions about individuation
Following Francisco Suarez in Disputationes Metaphysicae V, we
can mark off three distinct metaphysical questions concerning individuation,
each of which was taken by at least some late medieval Thomist to be the
question St. Thomas meant to answer by his appeal to designated matter:1
(A) The individuality question: What is the intrinsic principle
by virtue of which a thing of a given species, say the species aardvark,
is this aardvark or numerically one aardvark or an individual
aardvark? That is, what constitutes it as something which is, as the
Latin term individuum suggests, indivisible into things of the same
species?2
(B) The distinctness question: Given a pair of individuals of
the same species, what is the intrinsic principle by virtue of which this
one is distinct from that one? (Note that distinctness is different
from individuality or numerical unity, since distinctness, unlike individuality,
is a relation that presupposes the existence of at least two individuals.)3
(C) The plurality question: What makes numerical plurality within
a given species possible? That is, what is the metaphysical ground for
the possibility that there should exist more than one individual of a given
species? (This question is obviously different from the individuality question,
since it is conceivable that an individual should belong to a species that
cannot be multiplied into many individuals; this, of course, is just what
St. Thomas himself believes to be true of the angelic species. The plurality
question also differs from the distinctness question, even though they
are intimately related; for the distinctness question has a place only
on the assumption that there is a plurality of individuals within a given
species.)
Leftow assumes that on St. Thomas's view designated matter is the principle
of individuality for corporeal substances, and there is indeed ample textual
support for this assumption.4 However, in the face of
strong objections to the claim that designated matter is the principle
of individuality, some late medieval Thomists retreated to the view that,
according to St. Thomas, primary matter taken by itself is the principle
of individuality, whereas matter as quantified is the principle only of
distinctness and not of individuality. This position is supported by passages
such as the following:
"Just as diversity of matter and form taken absolutely
makes for diversity in genus or in species, so this form and this matter
make for numerical diversity."5
"It is by these indefinite dimensions that matter
is made to be this designated matter ... and it is in this way that numerical
diversity within the same species is caused by the matter."6
"It is only because of quantity that this matter
is divided from that matter; and so matter as subject to dimensions is
understood to be the principle of this diversity."7
Still other Thomists took St. Thomas's invocation of quantified matter
to be directed toward the plurality question and not toward either of the
other two questions. They, too, could appeal to passages such as the three
just quoted, and, in addition, they could point out that when, in q. 2,
a. 4, St. Thomas takes up Boethius's disputed claim that accidents individuate,
he introduces the objections to that claim as follows: "It seems that
the variety of accidents cannot be a cause of numerical plurality,"8
by which he means numerical plurality within the same species.
My own tentative view, for what it is worth, is that (i) if designated
matter has any role at all to play here, it is only as a principle of plurality,
but that (ii) it is better to claim that the principle of plurality for
material substances is just primary matter, conceived of as itself an individual
(though not an individual substance) having by its nature an intrinsic
aptitude or capacity for being extended in three dimensions. But be that
as it may, anyone who has read and struggled with discussions of designated
matter in St. Thomas and his followers will undoubtedly appreciate Suarez's
remark that "what the term ['matter designated by quantity'] signifies
is so obscure that in explicating this topic the defenders of the position
in question disagree among themselves to an astonishing degree (mirum
ad modum)."9
2. Some Problems with Leftow's View
Nonetheless, Leftow does a fine job of laying out clearly the distinction
between determinate (or, better, definite) dimensions (DD) and indefinite
determinate extension (IDE), and of wrestling with the difficulties attendant
upon the attempt to turn matter as the subject of IDE into the metaphysical
principle of individuality. I do believe, however, that he should have
refrained from calling IDE an accident, even a "special" accident,
since (i) accidents are by their nature apt to inhere in substances, and
primary matter, which is the subject of IDE, is not by itself a substance,
and since (ii) what Leftow calls a "case of IDE" is, as he acknowledges
at least implicitly, either an abstraction that cannot have being on its
own or else just identical with a case of DD. Of course, as Leftow well
realizes, this is just the problem. How are we to think of matter's being
the subject of IDE prior to (i.e., metaphysically prior to) its being formed
or structured into a substance with definite dimensions? What is it for
matter to have indefinite dimensions metaphysically prior to its having
definite length, breadth, and width?
Leftow tries to help us out here. We can, he tells us, think of a case
of IDE "as a function that takes primary matter as its argument and
generates as a value a distinct clump of 'pure quantified matter'--in effect,
a distinct clump of primary matter, in a place discrete from all other
clumps" (p. 8). This may or may not be what St. Thomas had in mind,
but I find it problematic for at least two reasons.
The first is this: Is it all of primary matter that is the subject
of a given case of IDE? The answer, it seems to me, can only be negative.
There are, after all, many cases of IDE, corresponding to the multiplicity
of actual material substances, and in generating a material substance the
various relevant agents must, it seems, be effecting dimensions in this
matter, as opposed to that matter. But if this is so, then it
seems that (i) distinct parcels of primary matter are the subjects of various
cases of IDE, and thus that (ii) even prior to being extended in three
dimensions, each such parcel is a this with an intrinsic capacity
for being the subject of dimensions. It follows that, pace St. Thomas,
this matter is a this metaphysically prior to its being extended
by any sort of dimensive quantity, whether definite or indefinite. (In
fact, if, like Suarez, we think of primary matter as antecedently divided
in this way, then we can easily reinterpret talk about IDE as talk about
the intrinsic general capacity that parcels of primary matter have for
receiving DD.)
Second, how can a case of IDE yield "a distinct clump of primary
matter, in a place discrete from all other clumps" (p. 8)? Here we
have a dilemma. If a case of IDE is distinct from any case of DD, then
a case of IDE as such results only in indefinite dimensions. But is a clump
with indefinite dimensions a clump?10 On the other hand,
if every clump has definite dimensions because, as Leftow puts it, IDE
and DD "are really identical" (p. 11) and "must arrive and
exist together" (ibid.), then how is it legitimate to distinguish
the roles of DD and IDE from one another? To his credit, Leftow delineates
this problem clearly, but, unlike him, I have no confidence at all that
there is a plausible way out.
(I note in passing that these same considerations militate against Leftow's
suggestion, at the end of the paper, that IDE is a forma corporeitatis.
As far as I know, in the medieval debates over the postulation of a distinct
forma corporeitatis in animals, it is assumed by all sides that
such a form (i) would be capable of yielding a complete substance and (ii)
would give definite dimensions to the matter it structured.)11
My final reservation centers on Leftow's skillful attempt, in section
5, to answer the "thorny question" of how we might interpret
St. Thomas's claim that cases of IDE "of themselves have a certain
nature of individuation according to a determinate place (situs)."
(Actually, situs is better translated as 'position' than as 'place'.)
Leftow suggests that we conceive of IDE as being identical with the attribute
of occupying some unique set of points or other, where a unique set of
points defines a unique spatial location:
The per se individuality of geometrical objects
can be viewed as a consequence of their nature as a set of points. As per
se individual ... points can serve as a source of individuality for other
things which are per accidens individual--e.g., clumps of matter.
I suggest, then, that the attribute of IDE = the attribute of occupying
some unique set of points or other ... We can represent Aquinas's point
in calling such a clump self-individuated in this way: when we have spoken
of it in its own proper nature, as the matter which occupies such-and-such
spatial points, we have ipso facto distinguished it from any other
clump of pure quantified matter" (p. 10).
My worry is this: If we take IDE to be a principle of individuality
(as opposed to a principle of distinctness or plurality) and if occupying
some unique set of points thus constitutes a bodily substance as an individual,
then it seems to follow that it is absolutely or metaphysically impossible
that two distinct bodily substances should occupy exactly the same set
of points (or the same place) at the same time.
However, in q. 4, art. 3 of the De Trinitate commentary St. Thomas
explicitly claims that while it is naturally impossible for two
bodies to occupy the same place, it is nonetheless not absolutely impossible
for two bodies to occupy the same place, though this can happen only miraculously.
Now I will be the first to acknowledge that it is not easy to see how St.
Thomas can admit the possibility of such a miracle, given his claim that
"it is by the nature of matter subject to dimensions that more than
one body is prohibited from being in the same place."12
For it seems to follow that it is no more possible for two bodies to
occupy exactly the same position than it is for two geometrical objects
to occupy exactly the same position--and St. Thomas unambiguously claims
that the latter is indeed absolutely impossible. Nevertheless, to the extent
that I understand it, here is his argument for the metaphysical possibility
that two bodies should occupy the same place:13
"Clumps of corporeal matter are constituted as distinct from one
another only by virtue of having distinct dimensions; and dimensions, considered
abstractly as geometrical shapes with length, breadth and width, are constituted
as distinct from one another only by virtue of having positions that are
distinct from one another. (This is why it is absolutely impossible for
more than one three-dimensional geometrical object to occupy exactly the
same position.) So two clumps of matter are constituted as distinct from
one another only because their dimensions, and hence their positions, are
distinct from one another. The distinctness of their positions is, then,
an intrinsic natural cause of the distinctness of the two clumps; and since
a material body is constituted as a distinct body only because its matter,
which is one of its constitutive principles, is antecedently distinct,
it follows further that a material body cannot, at least in the order of
natural causes, occupy the same place as another body.14
"Notice, however, that once two material bodies, call them A
and B, have already been constituted as distinct bodies, the
definite dimensions inhering in A (call them DD1)
and the definite dimensions inhering in B (call them DD2)
are distinct from one another not only, as in the case of geometrical objects,
by virtue of occupying distinct positions but also by virtue of inhering
in distinct subjects, viz., A and B--even though, as we saw
above, the occupation of distinct positions was the original intrinsic
cause of the distinctness of DD1 from DD2.
It is this extra ground for distinctness, viz., inherence in distinct subjects,
that underlies the metaphysical possibility that A along with DD1
should remain distinct from B along with DD2 even
if the original cause of their distinctness, viz., the distinctness of
their respective positions, is absent. Now, as noted above, this possibility
lies beyond the nature and power of the bodies themselves to actualize,
since in the order of nature distinctness of material subject itself presupposes
distinctness of position as its cause. But, says St. Thomas, 'God, who
is the first cause of all things, is able to conserve an effect in being
without its proximate [secondary] causes; hence ... he is able to conserve
the distinctness of the corporeal matter and of the dimensions in it in
the absence of a diversity of position.'"15
This difficult, but ingenious, line of reasoning raises three questions
that I will end my comments with. First of all, is the argument a good
one for establishing the metaphysical possibility that two bodies should
occupy exactly the same place? Second, are the premises of the argument
consistent with the claim that designated matter is the principle of individuality
(as opposed to the principle of distinctness or plurality)? Finally, an
exegetical question: Can Leftow's reconstruction of St. Thomas's theory
of IDE accommodate the absolute possibility that two distinct material
bodies, along with their distinct inherent matters, should occupy exactly
the same place?
NOTES
1. I do not mean to imply that these three questions
exhaust the metaphysical problem of individuation. Most significantly,
there remains the question of what makes an individual the same individual
despite changes it might have undergone through time.
2. Notice that things signified by mass nouns (as well
certain lower animals such as worms) require a slightly more sophisticated
formulation of this principle of indivisibility. Suarez considers the objection
that this volume of, say, water is an individual and yet is divisible into
parts each of which is water. His reply is that this water is nonetheless
an individual, since it is not divisible into parts each of which is this
water.
3. Of course, it may still be that whatever it is within
a thing that constitutes it as an individual is sufficient to make it distinct
from other individuals of the same species, so that the only difference
between the individuality and distinctness of a given individual is, as
it were, an extrinsic factor, viz., the mere existence of other individuals
of the same species. This is, in fact, Suarez's position.
4. For instance, in q. 4, a. 2 of the commentary on
the De Trinitate St. Thomas says: "The parts of an individual
are this matter and this form ... A form becomes a this by being
received in matter ... A form is individuated by being received in matter
only insofar as it is received in this matter, which is distinct
and determined to the here and now; but matter is divisible only through
quantity" (Bruno Decker, ed., Sancti Thomae de Aquino Expositio
Super Librum Boethii De Trinitate (Leiden: E.J. Brill, 1959), p. 142,
line 26, and p. 143, lines 2-5). Later, in replying to the second objection
he says: "Since dimensions are accidents, they cannot of themselves
be the principle of unity for an individual substance; instead, it is matter
as subject to such dimensions that is understood to be the principle of
such unity" (op. cit., p. 144, lines 10-13).
5. op. cit., p. 142, lines 18-20.
6. op. cit., p. 143, lines 20-21.
7. op. cit., p. 145, lines 1-3
8. op. cit., p. 137, lines 22-23.
9. Disputationes Metaphysicae V, § 8.
10. Recall, by the way, that St. Thomas makes the move
from definite dimensions to IDE in part because a given substance can survive
changes in its definite dimensions. But this seems irrelevant if what we
are concerned with is the individuality question rather than questions
about identity through time.
11. The most compelling argument for the postulation
of a forma corporeitatis distinct from the sentient soul in an animal
is that it allows us to say that the corporeal accidents, quantitative
and qualitative, of an animal that has just died are the very same accidents
had immediately beforehand by the living animal. But this clearly presupposes
that the forma corporeitatis is a principle that makes a parcel of matter
into a bodily substance having definite dimensions. See, e.g., Ockham,
Quodlibeta Septem II, q. 11.
12. op. cit., p. 150, lines 27-28.
13. The following reconstruction is based upon the
commentary on the De Trinitate commentary, as well as Quaestiones
Quodlibetales I, q. 10, a. 1-2; Summa Theologiae III, q. 54,
a. 1, and Supplement, q. 83, a. 1-3.
14. According to the account of natural necessity which
I laid out in "The Necessity of Nature," Midwest Studies in
Philosophy 11 (1986): 215-242, a material body has a strong deterministic
natural repugnance to the property of occupying the same place as a body
distinct from itself.
15. Quaestiones Quodlibetales, q. 10, a. 2,
resp.
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