CSE 40151 / 60151: Automated Identity Technology Using Iris Texture

Tuesday, 12:30-1:45 – DeBartolo B011

Professor Kevin W. Bowyer

(revised Nov. 17, 2010)

 

Course Description.

Can the texture pattern of the iris be used to create a reliable, unique identifier for each person on planet Earth?  This course explores the technology of iris biometrics in depth: the underlying conceptual theory, image acquisition, image segmentation, texture analysis, matching of texture representations, identity management systems, and a selection of current research issues. The course includes readings from the literature, short writing assignments, and practical experience with current commercial iris biometric technology.

Course-level Outcomes.

As a result of completing this course, you should: (1) Have mastered the basic concepts and terminology related to biometrics, (2) Understand the technical elements of the Daugman-style approach to iris biometrics, (3) Be familiar with several current research issues in iris biometrics, and (5) Be aware of the potential social impact of iris biometrics in different cultural contexts.

 

 

Syllabus of Topics

 

Tuesday, August 24 – Biometrics Concepts and Terminology.

á      Slides for this lecture (3MB pdf).

á      Kevin W. Bowyer, Karen Hollingsworth and Patrick J Flynn. Image understanding for iris biometrics: a survey, Computer Vision and Image Understanding 110 (2), 281-307, May 2008.

á      P. Jonathon Phillips, Alvin F. Martin, Charles L. Wilson, and Mark A. Przybocki, An Introduction to Evaluating Biometric Systems. IEEE Computer 33 (2): 56-63 (2000).

 

Tuesday, August 31 – Iris Image Acquistion.

á      Slides for this lecture (16 MB pdf).

á      Flom and Safir's 1987 iris recognition patent.

á      John Daugman's 1994 iris biometrics patent.

 

Tuesday, September 7 – Iris Image Segmentation.

Assignment #1 due.  This assignment looks at the growth of iris biometrics research.  Prepare a histogram of the number of iris biometrics papers published each year from 1990 through 2009.  If your last name begins with A through G, use IEEE XPlore to prepare your histogram, if your last name begins with H through P, use Compendex, and if your last name begins with Q through Z, use Inspec.  Each of these three databases is available through the Hesburgh library; go to the ÒResearch ToolsÓ box in the upper right of the library web page, and look through the alphabetical listing at the bottom of the box.  Indicate the year of expiration of the Flom and Safir patent.  Estimate the growth rate of the field in the last three years.

RyanÕs graph for IEEE Xplore.

MattÕs graph for Compendex. 

StephenÕs graph for Inspec.

 

Tuesday, September 14 – Texture Analysis.

á      Matti PietikŠinenÕs Scholarpedia article on Local binary patterns.

á      John Daugman paper on Gabor filters.

 

Tuesday, September 21 – Dr. Karen Hollingsworth on ÒFragile bitsÓ.

á      Slides for this lecture.  (3.5 MB pdf)

á      Karen Hollingsworth, Kevin W. Bowyer and Patrick J. Flynn. The best bits in an iris code, IEEE Transactions on Pattern Analysis and Machine Intelligence 31 (6), 964-973, June 2009.

á      Karen Hollingsworth, Kevin W. Bowyer and Patrick J. Flynn.  Using fragile bit coincidence to improve iris recognition, BTAS 2009.

 

Tuesday, September 28 – No class; please participate in the iris / face viewing experiments.

 

Tuesday, October 5 – Dr. Karen Hollingsworth on the effects of pupil dilation.

á      Slides for this lecture. (2 MB pdf)

á      Karen Hollingsworth, Kevin W. Bowyer and Patrick J. Flynn. Pupil dilation degrades iris biometric performance, Computer Vision and Image Understanding 113 (1), January 2009, 150-157.

á      NIST Interagency Report 7629IREX I: Performance of Iris Recognition Algorithms on Standard Images, P. Grother, E. Tabassi, G. W. Quinn, W. Salamon.

 

Tuesday, October 12 – Iris code matching.

á      Slides for this lecture (3MB pdf).

Assignment #2 due.  This assignment looks at the accuracy of same-sensor versus cross-sensor matching.  In one image acquisition session, acquire 50 images of one of your irises using each of two sensors. If your last name begins with A through G, use the LG 4000 and the IrisGuard AD 100; if your last name begins with H through P, use the IrisGuard AD 100 and the LG TD 100 handheld; and if your last name begins with Q through Z, use the LG 4000 and the LG TD 100 handheld.  Manually screen your images to make sure that they are all of acceptable quality.  Compute the authentic distributions (with images of one iris, you wonÕt have data for an imposter distribution) for matches (a) between images taken using the first system, (b) between images taken using the second system, and (c) across images from the two systems.  Determine if there is a significant difference between the distributions in the different cases.  Is there any evidence for one sensor leading to more accurate matching than the other?  Is there any evidence for cross-sensor matching being any better or worse than same-sensor matching?  Make a short ppt presentation of your results and conclusions.

 

Tuesday, October 19 – Fall break.

 

Tuesday, October 26 – Effects of contact lenses.

á      Slides for this lecture (10MB pdf).

á      Sarah Baker, Amanda Hentz, Kevin W. Bowyer and Patrick J. Flynn, Degradation of iris recognition performance due to non-cosmetic prescription contact lenses,
Computer Vision and Image Understanding 114 (9), 1030-1044, September 2010.

 

Tuesday, November 2 – Dr. Patrick Flynn on multi-biometrics and iris.

á      Slides for this lecture (9 MB pdf).

 

Tuesday, November 9 – Presentations on cross-sensor matching experiments.

 

Tuesday, November 16 – Dr. Damon Woodard on ÒPeriocular-Based Recognition and ClassificationÓ.

Abstract.  Recently, iris and face have been well established as two of the most popular modalities for human identification. Despite research advances inface/iris recognition, the performance of facial and iris recognition algorithms decline significantly when operating in non-ideal scenarios such as varying illumination, occlusions, and expression changes. One method of addressing these challenges is through the exploration of the use of new biometric traits which could aid in the recognition/classification tasks. In this talk, I will present the results of using two such traits, periocular skin texture and color, for use in biometric identification and classification. In addition, I will provide an overview of the current periocular biometrics research projects underway at Clemson University's Biometric and Pattern Recognition Lab (BPRL) and discuss future research directions.

Bio sketch.  Dr. Woodard is currently an Assistant Professor within the Human-Centered Computing (HCC) Division in the School of Computing at Clemson University where he has established the Biometrics and Pattern Recognition Lab (BPRL). He is also serves as the Co-Director of Research Programs for the Center of Advanced Studies in the Identity Sciences (CASIS). He received his Ph.D. in Computer Science and Engineering from the University of Notre Dame in 2005, his M.E. in Computer Science and Engineering from Penn State University in 1999, and his B.S. in Computer Science and Computer Information Systems from Tulane University in 1997. Prior to joining the faculty of Clemson University, Dr. Woodard was a Director of Central Intelligence postdoctoral fellow. His research interests include biometrics, pattern recognition, machine learning, and image processing.

á      P. Miller, A. Rawls, D. L. Woodard, Personal Identification Using Periocular Skin Texture, Proceedings of the 2010 ACM Symposium on Applied Computing, Session: Applied Biometrics Track, Sierre, Switzerland, pg. 1496 – 1500, March 22-24, 2010.

á      Damon L. Woodard, Shrinivas Pundlik, Philip Miller, Raghavender Jillela and Arun Ross.  On the Fusion of Periocular and Iris Biometrics in Non-ideal Imagery, ICPR 2010.

á      Damon L. Woodard, Shrinivas J. Pundlik, Jamie R. Lyle and Philip E. Miller, Periocular Region Appearance Cues for Biometric Identification, CVPR Biometrics Workshop 2010.

á      Philip Miller, Jamie Lyle, Shrinivas Pundlik and Damon Woodard, Performance Evaluation of Local Appearance Based Periocular Recognition, Biometrics Theory, Applications and Systems (BTAS 2010), Sept. 27-29, 2010..

á       Karen Hollingsworth, Kevin W. Bowyer and Patrick J Flynn, Identifying useful features for recognition in near-infrared periocular images, Biometrics Theory, Applications and Systems (BTAS 2010), Sept. 27-29, 2010.

Assignment #3 due.  This assignment looks at same-session versus time-lapse iris matching.  This is related to, but not the same as, what is normally termed template aging.  Acquire 50 images of your same iris as in Assignment #2, but in a different session at least two weeks after the first. If your last name begins with A through G, use the LG 4000; if your last name begins with H through P, use the IrisGuard AD 100; and if your last name begins with Q through Z, use the LG TD 100. Compute the Òsame-sessionÓ and Òacross-sessionÓ authentic distributions for this data.  Determine if there is a significant difference between the two distributions. Make a short ppt presentation of your results and conclusions.

 

Tuesday, Nov 23 – Human perception of iris textures.

á      Louise Stark, Kevin W. Bowyer and Stephen Siena, Human perceptual categorization of iris texture patterns, Biometrics Theory, Applications and Systems (BTAS), September 2010.

á      Kevin W. Bowyer, Steve Lagree and Sam Fenker, Human versus biometric detection of similarity in left and right irises, IEEE International Carnahan Conference on Security Technology, October 2010.

á      Karen Hollingsworth, Kevin W. Bowyer and Patrick J. Flynn, Similarity of Iris Texture Between Identical Twins, IEEE Computer Society Workshop on Biometrics, June 2010.

 

Tuesday, November 30 – Overview of government reports on biometrics & social policy.

á      National Academies report: Biometric Recognition: Challenges and Opportunities (2010)

á      DHS report: National Strategy for Trusted Identities in Cyberspace (2010)

á      FBI: Facial Recognition Technology: A Survey of Policy and Implementation Issues (2009)

á      White House: Cyberspace Policy Review (2009)

á      NSTC: Identity Management Task Force Report (2008)

á      National Science and Technology Council, Subcommittee on Biometrics report: The National Biometrics Challenge (2006)

á      National Academies: Strengthening Forensic Science In the United States: A Path Forward (2009)

á      National Academies report: IDs – Not That Easy (2002?)

á      National Academies report: Biometric Recognition: Challenges and Opportunities (????)

á      National Science and Technology Council, Subcommittee on biometrics report:  Privacy and Biometrics: Building a Conceptual Foundation (2006)

Assignment #4 due.  Choose (a) or (b) and write a two to three page paper.  (a) Briefly compare the motivations and challenges for using biometrics in IndiaÕs Unique ID project with those in using biometrics in health care as in the video seen in the first class. (b) Briefly outline the experiment that you would want to conduct in order to determine whether iris matching is more accurate than single-fingerprint matching.

 

Tuesday, December 7 – Biometric template aging.

á      Sarah Baker, Kevin W. Bowyer and Patrick J. Flynn, Empirical Evidence for Correct Iris Match Score Degradation With Increased Time Lapse Between Gallery and Probe Images, International Conference on Biometrics, June 2009, 1170-1179.

á      Sam Fenker and Kevin W. Bowyer, Empirical Evidence of a Template Aging Effect In Iris Biometrics, Workshop on Applications of Computer Vision (WACV), January 2011.

Assignment #5 due.  Choose (a) or (b) and write a two to three page paper.  (a) What are the basic conclusions in HollingsworthÕs paper about how pupil dilation affects iris biometrics?  To what degree do the results in the NIST IREX report reproduce HollingsworthÕs results and to what degree do they go beyond HollingsworthÕs results?  (b) What is or should be the relationship between ocular biometrics and iris biometrics?  Should the same illumination be used for both?

 

 

Final Exam Period: December 15, 10:30 – 12:30.

 

Additional resources for this class.

á      NIST IRis Exchange (IREX) web pages.

á      NIST Iris Challenge Evaluation (ICE) web pages.

á      John Daugman's web pages.

á      Salil Prabhakar's BCC 2009 talk on UID.

á      Salil Prabhakar's CVPR talk on UID.

á      WSJ article on Unique ID.

á      WSJ article on Unique ID team.

á