At the outset of the De anima, Aristotle asks whether all
souls are of the same species or, if not, whether they
are specifically or generically different. That is, if
souls are specifically different, are they or are they
not contained in a common genus.{1} Obviously the
answers to these questions will determine whether the
term "soul" signifies univocally or not. If there is a
common genus, there will be a common notion or logos and the
term signifying it will be predicated univocally of
the various species of soul.{2} If there are
generically different notions, the common term will be
a "homonym," that is, an equivocal term.{3} Moreover,
we must ask if the definition of the soul is common in
the way the definition of animal is common or if it is
different for every species of soul, as the
definitions of horse, dog and man differ. Since these
specific definitions do differ, the generic definition
is either nothing or it is posterior - something true
of any common predicate. Aristotle points out that
such questions arise when our intention is to define,
not just human soul, but to arrive at knowledge of all
kinds of soul.
Is "soul" a univocal or equivocal
term for Aristotle? It may appear that the question is
settled in favor of the former by the very fact that
Aristotle likens soul to the genus, animal. Moreover,
in the sequel, he is clearly interested in discovering
the most common notion signified by "soul,"{4}
although, when he has given it, he says that it is
merely figurative or descriptive,{5} In a passage of
particular interest, Aristotle speaks of the community
of the term "soul" by comparing it with the way in
which figure is common to the different varieties of
figure. "It is clear therefore that the definition of
"soul" is common in the same way as that of figure,
for there is no figure apart from triangle and those
which are consequent on it; no more is there any soul
apart from those mentioned. For should there happen to
be a notion common to figures, which belongs to all of
them, it is proper to none of them. So too with the
aforementioned souls. Therefore it is foolish to seek
a common definition of these or other things which
would be the proper definition of none, just as it is
foolish to seek the proper and atomic while ignoring
the common definition. Souls are related in the same
way to what is said of them as are figures; for that
which is consequent always contains in potency what is
prior, both in figures and in souls; as triangle is in
square so is the vegetative in the sensitive."{6} It
is in this passage that we have to seek the answer to
the question whether the term "soul" is common to the
different varieties of soul univocally or equivocally.
Perhaps it is not surprising that Aristotle seems here
to answer the question both ways. Some, notably
Alexander of Aprodisia, hold that the term "soul" is
equivocal; others, notably, St Thomas, maintain
that it is univocal. We will examine the first
interpretation only briefly; that of Aquinas is of
particular interest for the light it casts on his
doctrine of the analogy of names.
The different types of soul are known and named from
their "parts," faculties or powers, and if we confine
ourselves to the nutritive, sensitive and intellectual
faculties, we see that the plant soul has only the
nutritive power, the animal soul has both the
nutritive and sensitive, while the human soul
possesses nutritive, sensitive and intellectual
powers. There is, consequently, an order of priority
and posteriority among souls similar to that among
figures. For, although the triangle is only a
triangle, the square contains the triangle in potency
- we can divide the square and arrive at triangles.
What does this likening imply concerning the
predicability of "soul" and "figure"? Tricot, here and
in similar passages, retails the interpretation of
Alexander. "Aristote se demande s'il existe une notion
(ou une définition) générique de l'âme. Il
repond par la négative, en raison de l'impossibilité
où nous sommes de donner une définition commune des
choses qui, comme c'est le cas pour les différentes
variétés d'âmes, admettent entre elle de l'antérieur
et du postérieur. Il en sera comme pour la figure
géometrique, laquelle n'existe pas en dehors des
différentes variétés de figures et dont la définition
générique ne peut s'appliquer qu'à ces variétés."{7}
When things which admit among themselves priority and
posteriority have a common name, like the things
called 'being' and 'good,' they are pros hen legomena
according to Alexander of Aphrodisia.{8} Alexander
refers{9} to the
Nicomachean Ethics, 1096a17ff. for
confirmation of this interpretation; Tricot mentions
as well Metaphysics,
1019a2 ff. and, in both texts, it is clear that the
hierarchy existing among the things spoken of excludes
univocity.{10} It would appear therefore that one can
legitimately draw the same conclusion concerning
figures and souls.
Nevertheless, this interpretation
presents difficulties, particularly when 414b20-32 is
compared with its evident parallel at the beginning of
the De anima,
namely 402b1-9. In the latter text, as we have seen,
Aristotle raises the problem of the community of the
term "soul' by comparing it with "animal." According
to the interpretation of Alexander, "animal" would be
an equivocal term, though ad unum, when said of horse, dog,
man, etc. But, in the opinion of Alexander himself, it
is not thus equivocal. "Elle est
assurément difficile," Tricot writes, "et pour le
comprendre il faut supposer, avec Alexandre,
qu'-Aristote a donné un exemple fictif, puisque, en
verité, le chien, l'homme et dieu rentrent dans le
genre ζῷον qui est un terme univoque."{11} Of
course it is not rare for Aristotle to give an example
which is not perfectly adequate to the problem he is
treating, but one wonders if the interpretation of
Alexander takes sufficiently into account the polemic
against the Platonic Ideas which is latent in 402b1-9
and 414b20-32. As Tricot observes, the point made is
that there could only be a genus if something like a
Platonic Idea, a separate ousia, existed.{12} Moreover, if the
example of "animal" raises difficulties, those of
"figure" and "number" raise deeper ones. For, while it
is perfectly clear that no figure exists which is not
triangle, square, etc., and no number which is
not two, three, etc., this does not prevent
their being a generic and univocal notion of figure
and number. What presents difficulties is the
hierarchy among figures and numbers, but we have to
ask ourselves if priority and posteriority exclude a
genus and univocity. This is surely the case with
"being" and "good," but is the same thing true of
"figure" and "number"? Metaphysics 999a6 ff. seems to
suggest that subalternate genera are always related in
an hierarchical fashion and that only what is inferior
to the species
specialissima is not related that way. This
poses difficulties when we recall that species of a
genus are "simultaneous" and are said not to admit
priority and posteriority.{13} I want to develope
these difficulties in the context of St Thomas'
interpretation of Aristotle.
What does Aquinas have to say about Aristotle's
remarks about a common definition of soul?
"Aristoteles autem vult quod quaeratur ratio
utriusque, et communis animae, et cuiuslibet
speciei."{14} As for the remark of Aristotle:
τὸ δε ζῷον τὸ καθόλου ἤτοι οὐθέν ἐστιν ἤ ὔστερον,{15}
it is to be understood in terms of the different
status accorded to universals by Plato and Aristotle.
Plato would have it that the universal animal as such
exists, prior to this animal and that which are and
are animals thanks to participation in the separate
animal. Aristotle, on the other hand, accords priority
to animal nature as it is found in particular animals;
universality, the relation of predicability, is an
intention accruing to the nature as it exists in the
mind.{16} If the task of the natural philosopher
entails seeking a common definition of soul, this is
only preparatory to going on to determine what is
special to this kind of soul or that, a movement seen
to be in keeping with the order of doctrine.{17} The
context of this remark has to do with the priority of
the definition of the soul with respect to its powers
and faculties, which is just the context of the
passage (414b20-32) that occasions our discussion.
In order to understand our key
passage, we must remember, St Thomas observes, that
Plato held that universals exist; he was not however,
indiscriminate in doing this. Thus, if things are so
related that one follows on the other (quae se habent
consequenter), no common idea of them was
posited. The examples are figures and lines. There is
an order among the species of number, for two is the
cause of all subsequent numbers; so too the species of
figure are so ordered that triangle is prior to
square, square to pentagon, etc.{18} Where there is no
such order among things receiving a common name, an
Idea is posited, e.g. individual men are not ordered
as are numbers and figures, therefore there is an Idea
existing apart from Socrates and Plato. It will be
noticed that this is an example of individuals and
their species, whereas numbers and figures are species
of something more common, presumably their genus. This
could suggest that individuals are related to species
differently from the way species are related to genus,
but mot that univocity is necessarily excluded from
the generic notion. St Thomas continues his
preliminary remarks in terms of Platonic separation.
Dicit ergo manifestum esse, quod eodem modo una est ratio animae, sicut una est ratio figurae. Sicuti enim inter figuras non est aliqua figura quae sit praeter triangulum et alias species consequentes, utpote quae sit communis omnium figurarum, ita nec in proposito est aliqua anima, quasi separata existens praeter omnes praedictas partes.{19}There will be one notion (ratio) of soul in the same way that there is one of figure, but in figures there is no figure which exists apart from triangle, square, pentagon, etc. What indeed would such a figure be? Any existent figure will be a figure of some determinate kind. This is a statement applicable to any genus: there is no animal in rerum natura which is not a man or horse of dog, etc., but this in no wise prevents the formation of a generic notion univocally common to them all. Its unity and community derive from our mode of understanding. But how can we move from such considerations to a discussion of the soul and its parts? These "parts" are precisely faculties or potencies: the vegetative, sensitive, appetitive, locomotive and intellectual powers.{20} The only way the move can be made is by claiming that no soul is found that does not have at least one of these parts from which it will be denominated such-and-such a kind of soul. We will be coming back to this point.
Se quamvis non sit figura separata in esse praeter omnes figuras, etiam secundum Platonicos, qui ponunt species communes spearatas, tamen invenitur una ratio communis, quae convenit omnibus figuris, et non est propria alicuius earum; ita est in animalibus.{21}The denial that the genus exists apart from its species does not preclude the formation of a ratio communis (λόγος κοινός) which can be predicated of each of them. This community is not that of something which exists numerically one part from the things which participate in it; its community and unity follow on our mode of knowing. Thus, if we speak of separability, it will only be ratione (λογῳ){22} And, although the common notion belongs to each of the things of which it is said, it is common and not the proper notion (ἴδιος λόγος){23} of any of them.
Et ideo rediculum est, quod homo quaerat unam rationem communem, tam in animalibus (sic), quam in aliis rebus, quae non conveniat alicui animarum quae sunt in rerum natura particulariter. Neque etiam est conveiens quod homo quaerat definitionem animae, secundum unamquamque speciem animae, et dimittat definitionem communem omnibus. Ergo neque definitio dommunis animae praetermittenda fuit; neque sic est assignanda definitio communis animae quod non convenit singulis animabus.{24}We find here the reason for St Thomas' earlier statement{25} that we must concern ourselves both with the common definition of the soul and with the definitions of specific types of soul. But it would be ridiculous to seek a common definition which is not verified of the souls that are. Note that we are not being told that the ratio communis (λόγος κοινός) should be a ratio propria (ἴδιος λόγος) - this would be a good deal more ridiculous. First of all, it is ridiculous to posit as existing separately the content of the common notion precisely as such; secondly, the common notion cannot substitute for the inquiry into what is proper to this soul and that. Thus, earlier, Aristotle is quite diffident about the explanatory power of his common definition of the soul: (τύπῳ μεν οὖν ταύτη διωρίσθω καὶ υπογεγράφθο περὶ ψυχσῆς){26} On the other hand, it is ridiculous to attempt to define a specific type of soul without taking into account what every soul has in common. The passage, then, as St Thomas reads it, has a double purpose, being at once a polemic against the Platonic χωρισμός and a methodological caution based on a correct understanding of universals. We must inevitably start with what is common, but we should neither reify the common notion nor be satisfied with it, for our purpose is to discover what is specific in the natural world. And yet there is still the similarity between souls and figures to be taken into account.
Et quia dixerat, quod eodem modo se habet ratio animae sicut ratio figurae, ostendit convenientiam inter utrumque: et dicit quod similiter se habent figurae et animae adinvicem: in utrisque enim illud quod est prius, est in potentia in eo quod est consequenter. Manifesturm est enim in figuris, quod trigonum,quod est prius, est potentia in tetragono. Potest enim tetragonum dividi in duos trigonas. Et similiter in anima sensitiva, vegetativa est quasi quaedam potentia eius, et quasi anima per se. Et similiter est de aliis figuris, et aliis partibus animae.{27}Figures are such that there is an order of priority and posteriority among them: the triangle is in the square in the sense that the square can be divided into two triangles. In somewhat the same way, the vegetative soul is in the sensitive soul in that the animal possesses powers had by living things which are only plants. Before inquiring into this statement, let us ask whether St Thomas is here denying that "soul" is said univocally of vegetative, sensitive and intellectual souls. We have seen that Alexander would make this denial: where things are related as prior and posterior the name common to them will be a pros hen equivocal. This is the way "figure" and "number" and also "soul" are predicated. If this were St Thomas' understanding, he would be in a position to say that "soul" and "figure" and "number" are analogous terms.
As is well known,
though its consequences are not always
appreciated, there is no one-to-one
correspondence between Aristotle's use
of ἀναλογία and St Thomas's
use of analogia. Indeed, St
Thomas, in commenting on Aristotle,
will often speak of analogy where
Aristotle has made no mention of ἀναλογία. For our
purposes, a highly significant
occurence is in the commentary on
Aristotle's remark: τὸ δὲ ὄν λέγεται μὲν πολλαχῶς
ἀλλὰ πρὸς ἔν καὶ μίαν τινὰ φύσιν καὶ ούχ ὀμωνύμως.{28} This text
occasions one of St Thomas' most
extensive statements of what it means
for things to be named
analogously.{29} Taking his cue from
Aristotle himself{30} as well as from
a long tradition, St Thomas
distinguishes things named equivocally
into those which just happen to
receive the same name (pure or chance
equivocals) and those which, while not
named univocally, are intentionally
given the same name. The latter
receive a common name which refers
them to some one nature and are said
to be named analogously.{31} Thus,
while there is no indication
that Aristotle ever took λέγεται κἀτ᾿ αναλογίον as equivalent to
λέγεται ὁνωνύμως πρὸς ἔν, for St Thomas
something multipliciter dictum
is said analogice whenever
it is not a question of pure
equivocation. What is more, things
named analogously are related per
prius et posterius. Our
question, then, is this: when things
related as prior and posterior,or consequenter,
receive a common name, is that name
analogous? Are "figure" and "number"
and "soul," in the uses we have been
examining, analogous terms?
If we turn now to
the passage in the Nicomachean
Ethics to which Alexander
refers for corroboration of his
interpretation, an affirmative answer
to our question seems to impose
itself. Aristotle is discussing the
notion of an Idea of Good and
rejecting it in terms of a canon of
Platonism which would render such an
Idea impossible. "The originators of
this theory, then, used not to
postulate Ideas of groups of things in
which they posited an order of
priority and posteriority (for which
reason they did not construct an Idea
of number in general)."{32} He goes on
to argue that, since good is found in
each of the categories, good things
are prior and posterior and cannot be
the basis for an Idea, Good. In
commenting on this, St Thomas makes it
clear that the priority and
posteriority among goods prevents a
common notion; consequently "good" is
not a univocal name. "Sed diversorum
praedicamentorum non est una ratio
communis. Nihil enim univoce de his
praedicatur. Bonum autem sicut et ens,
cum convertatur cum eo, inventitur in
quolibet praedicamento... Manifestum
est ergo, quod non est aliquid unum
bonum, quod scilicet sit idea, vel
ratio communis omnium bonorum:
alioquin opporteret quod bonum bonum
non inveniretur in omnibus
praedicamentis, set in uno solo."{33}
The denial of a ratio
communis here must be the
denial of a univocally common notion,
since both "being" and "good" signify
common notions (quod
habet esse and quod
omnia appetunt,
respectively). What prevents these
notions from being univocally common
is the order of priority and
posteriority among the things which
fall under them. Does this impose the
conclusion that "soul" and "figure"
and "number" are analogous names for
St Thomas? That such a conclusion is
not imposed on us is clear from a
passage in which St Thomas disputes
Alexander's interpretation of things
which are τὰ εφεξῆς.
In On
Interpretation, Aristotle
divides speech (λόγος) into the
affirmative statement, the negative
and the composite.{34} He says that
the affirmative statement is prior to
the others. What does this mean? St
Thomas first recounts the view of
Alexander to the effect that this is
not a division of a genus into its
species, but of a multiple (i.e.
analogous) name into its diverse
significations. "Genus enim univoce
praedicatur de suis speciebus, non
secundum prius et posterius: unde
Aristoteles noluit quod ens esset
genus commune omnium, quia per prius
praedicatur de substantia, quam de
novem generibus accidentium."{35}
Surely this interpretation of
Alexander's is reasonable if the
presence of πρότερον καὶ ὔοτερον among
beings prevents "being" from
signifying univocally, and the same
with goods and "good." Must not the
same be true of "speech" here and
elsewhere of "soul" and "figure"? St
Thomas' reading of the text from Nicomachean
Ethics could lead us to
expect his agreement with Alexander's
interpretation of the passage in On
Interpretation. Nevertheless,
he rejects it, and his reasons must be
set down in full.
Sed dicendum quod unum dividentium aliquod commune potest esse prius altero dupliciter: uno modo, secundum proprias rationes, aut naturas dividentium; alio modo, secundum participationem rationis illius communis quod in ea dividitur Primum autem non tollit univocationem generis, ut manifestum est in numeris, in quibus binarius secundum propriam rationem naturaliter est prior ternario; sed tamen aequaliter participant rationem generis sui, scilicet numeri: ita tamen est ternarius multitudo mensurata per unum, sicut et binarius. Sed secundum impedit univocationem generis. Et propter hoc ens non potest esse genus substantiae et accidentis: quia in ipsa ratio entis, substantia, quae est ens per se prioritatem habet respectu accidentis, quod est ens per aliud et in alio. Sic ergo affirmatio secundum propriam rationem prior est negationi; tamen aequaliter participant rationem enunciationis, quam supra posuit, scilicet quod enunciatio est oratio in quae verum vel falsum est.{36}The first type of priority and posteriority mentioned here does not preclude there being a term univocally common to things so ordered precisely because their inequality is not with respect to what is expressed in the common notion, but with respect to their rationes propria, that is, with respect to their specific differences,{37} which divide the generic notion. Species of a common genus are so related that one is prior to the other, but in terms of the common notion, their genus, they are equal, parifantur{38} and are simul.{39} The interesting thing here is the example chosen: "number," which is like "figure" to which "soul" has been likened. We find the way opened here for an interpretation of the De anima passage which will be quite different from Alexander's. The mode of priority and posteriority which does preclude univocity is that which involves participation in the common notion. Thus substance primarily is quod habet esse and, if accidents are said to be, they receive the common name by reference to what principally verifies it.{40} This is not the case with affirmation and negation. To call the latter "a speech which involves truth or falsity" does not involve reference to affirmation, though affirmation is prior in nature to negation. So too, by way of anticipation, to call the sensitive soul a soul is to apply to it the common definition, an application which does not involve reference to another kind of soul. The same thing is true for sensitive and intellectual soul. Finally, to call six a number does not involve reference to another number and to call the pentagon a figure involves no reference to another kind of figure.
What St Thomas
is doing, in effect, is
distinguishing modes of prior and
posterior in terms of their import
for signification. Priority and
posteriority can be a relation
among genera which have no common
genus, and then the common name
cannot be univocal, or it
can be a relation among
genera which have no common genus,
and then the common name cannot be
univocal, or it can be a relation
among species whose inequality is
due to their proper notions, thus
ultimately to the differences
which divide the genus, and such
inequality does nothing to prevent
the univocity of a common name.
Corroboration
for this interpretation is found
elsewhere in Aristotle. In Metaphysics
999a6-14, where he is
discussing the Platonic refusal to
posit a separate Idea of things
related as prior and posterior,
Aristotle makes the point that
species are always so related.
Individuals of a species, on the
other hand, are not related as
prior and posterior. We find here
an echo of something suggested in
the De anima. Only species
specialissimae present
no problem for one who would posit
separate Ideas because individuals
share equally in their species.
But when it is a question of
genera, the species are related as
prior and posterior and this
prevents the positing of a
separate Idea responding to the
genus. Ross' commentary on this is
curious. "If you set number, for
instance, on one side as that in
which the various numbers agree,
and ask what it is in which they
differ, you find that this too is
number. 'Numberness' does not
exist apart from the rest of the
nature of numbers, but penetrates
their whole nature, and exists
only in the various numbers.Remove
the genus number, and you remove
the differentiae of the numbers as
well."{41} While it is easy to
agree tht no number exists apart
from the species of number, it is
not easy to see that numbers
differ in that which they have in
common. Doubtless what is meant is
that the genus number expresses
the whole of what a specific
number is, and not something which
could be separated from it, but,
while "number" signifies the whole
of 2, it does not express that
whereby 2 differs from 3.
Actually, Ross, without mentioning
him here, seems in agreement with
Alexander's interpretation. Trico
leaves no doubt that he regards
Alexander's interpretation as
definitive. Alexander, of course,
feels that the supposed genera
whose species are related as prior
and posterior, involve equivocal
predication.{42}
St Thomas, on
the other hand, would have us see
that the genus is always said of
things related as prior and
posterior and that this does not
destroy the univocity of the genus
since the order and inequality is
computed in terms of what is
proper to the species.{43} The
interpretation of St Thomas has
the obvious advantage of not
restricting univocity to species
specialissimae, an
implied result of Alexander's
reading of this passage and others
like it. Moreover, it is in the
light of the inequality of
species, secundum rationes
proprias, that Aquinas
interprets Aristotle's allowance
that there is a similarity between
species and numbers.{44} If 1 is
added to 3, a different species of
number, 4, is obtained; likewise,
if 1 is subtracted from 3.
Et hoc idea, quia ultima differentia dat speciem numero. Et similiter est in definitionibus, et in quod quid erat esse, quod significat definitio; quia quocumque minimo addito vel ablato, est alia natura speciei. Sicut enim substantia animata sensibilis tantum, est definitio animalis: cui si addas et rationale, constituis speciem hominis: si autem subtrahas sensibile, constituis speciem plantae, quia autem ultima differentia dat speciem.{45}It will be noticed that the addition and subtraction referred to here are understood in terms of the tree of Porphyry in the genus of substance. There is priority and posteriority with respect to differences, but there is as well the scale of subaltern genera and consequently univocity. We shall see that no more than this is envisaged in our key text from the De anima and that, consequently, the common definition of soul is such that "soul" is predicated univocally of the various species of soul.{46}
Aquinas
describes what goes on in the
De anima as
a consideration of the soul quasi
in quadam abstractione.{50}
An indication of what he means
is to be had when we notice
that the De
anima does not
concern itself with living
being in general, the
composite, but with soul, the
principle of life. It is as if
the Physics concerned
itself, not with mobile being,
but with form. We shall not
discuss here the reasons for
this procedure,{51} but it can
be seen that the soul is
defined, at the beginning of
Book Two, ex
additione,{52} since
body enters into the
definition of soul, not as a
part of what it is, but as its
matter. Thus, what is being
defined is precisely a form
and this presents a problem
because neither form alone nor
matter alone can be the genus
of things composed of matter
and form.{53} The reason for
this is that the genus is
predicated of the whole of
that of which it is the genus,
but man is not soul. Rather
the proximate genus of man is
animal, and what constitutes
this generic notion, formally,
is sensitive soul from which
the constitutive difference is
taken to form the concept:
animate sensitive substance.
Form or soul, then, do not as
such fall into genera and
species. This is a point we
have to keep in mind when we
speak of the way the common
definition of soul is generic
with respect to species of
soul. For though soul is not
the genus of the composite,
the definition of soul
expresses what the soul is;
but in determining the
predicable hierarchy of souls,
we shall have to appeal to the
hierarchy of genera which
comprise composites. Nor is
this surprising since soul is
always defined ex
additione.
There are
two considerations preliminary
to our main interest. First,
we must see how we can say
both that the species of a
genus are simultaneous, that
is, not related as prior and
posterior, and, at the same
time, maintain that the
species of a genus are always
such that one is prior to the
other. In discussing priority
and posteriority in the Categories,
Aristotle indicates that the
removal of what is prior
entails the removal of what is
posterior, but not vice versa.
Thus with respect to genus and
species, if animal is removed
so too is man, but not vice
versa. Of course, if one
posits the genus, a given
species is not thereby
posited, whereas the positing
of a given species is
ipso facto the
positing of the genus. The
same sort of thing obtains
among certain species and the
by now familiar example is
number.{54} To posit 2 is not
thereby to posit 3, which is
consequent upon it, but to
posit 3 is to posit 2, which
is potentially contained in
the consequent number. Now,
when Aristotle goes on to talk
of what is simultaneous, he
gives as example the species
of a genus.{55} Must we posit
different types of species in
order to understand these
texts, namely species which
are consequenter se
habentes and those
which are not? This is the
tendency of the Alexandrian
interpretation, but as can be
seen, on that view, it is not
so much a distinction of
different kinds of species as
a distinction of things which
are species of a genus from
those which are not, since
things related as prior and
posterior have a common name
which is predicated of them
equivocally ad
unum. We have already
seen that Aquinas disagrees
with this by denying that the
order per
prius et posterius
among species destroys the
possibility of a common genus
and univocation.
The species
of a genus are constituted by
differences and the difference
of any genus are contraries
and contraries are always
related as prior and
posterior. Indeed, one
contrary will signify
possession, the other lack or
privation.{56} The species
themselves need not be related
as contraries, though
sometimes they are, e.g. black
and white, species of color,
are considered to be
contraries.{57} Man and brute,
however, are not contraries,
though their differences,
rational and irrational, are
contraries.{58} This is why St
Thomas can say that species of
a genus are always such that
one is prior to the other.
"Sed talia videntur omnia
genera, quia omnes species
generum inveniuntur differre
secundum perfectius et minus
perfectum. Et, per consequens,
secundum prius et posterius
secundum naturam."{59} Because
this priority and posteriority
of species is drawn from form,
since difference is always
formal, this type of
inequality will not be had
among individuals of an
ultimate species, since they
do not differ formally from
one another.{60} Of course,
one can be temporally prior to
another.{61}
If the
species of a genus are always
related as prior and
posterior, it seems impossible
to maintain that they are
equal or simultaneous, i.e.
not related as prior and
posterior. Indeed, we may feel
strongly tempted by what seems
to be the upshot of
Alexander's view, namely that
univocity can only be had when
it is a question of an
ultimate species and the
individuals which fall under
it. In the case of Aquinas,
there seems to be a confusion
between the analogous and
univocal name if the genus is
said of things related per
prius et posterius. Yet there
is no confusion of this score
in Aquinas, for he asks us, in
effect, to note the difference
between a notion which is
univocally common to things
related per
prius et posterius and
a notion which is common per
prius et posterius.
Moreover, the basis for the
difference is clear. Species
of a genus are not unequal
with respect to what the
common notion expresses, but
in terms of the differences
which divide the genus and are
not contained within it. If
the differences were actually
contained within the genus, it
would not be a confused
notion, but a contradictory
one. This is why Aquinas will
say that the species are prior
and posterior
secundum naturam,{62}
secundum esse{63}
or secundum proprias
rationes,{64} and not
according to the common
intention which is the generic
notion. It is only when the
inequality is in terms of
participation in the common
notion itself that we have an
analogous name. From the point
of view of the generic notion,
then, the species are
"simultaneous" or equal: parificantur
in intentione alicujus
communis.{65} If by
"number" we mean a multitude
measured by unity, 2, 3, 4,
etc. are equally numbers.
Inequality is discovered only
when we compare specific
notions, what it is to be 2,
what it is to be 3, and this
inequality non
tollit univocationem.{66}
The second
preliminary consideration has
to do with the hierarchy
within the genus of substance
and its comparison with that
of numbers. The genus is had
by considering matter as
determined by a perfection
such that further perfection
is possible. Since the
perfection of matter is form
and some forms actuate matter
so that it is substance which
results, but not a living
substance, substance can be
considered as material with
respect to the further
perfection, living, and the
imperfection, non-living. So
too the notion of living
substance, animate substance,
can be considered as material
with respect to the contrary
differences, sensitive and
non-sensitive. And so on from
common and material notions to
the specific notion which is
not susceptible of further
formal differentiation.{67}
There are several things to
notice about this hierarchy.
First of all, though there are
some things (for Aristotle,
the four elements) which are
substance and not alive, the
genus, substance, does not
signify them to the exclusion
of living substance,
even though living is not
included in the generic notion
since, if not expressed,
neither is it prescinded
from.{68} Indeed, it is
because it is not expressed
that non-living too is
considered to be a difference
which is formal with respect
to illud materiale unde
sumitur genus.{69} Secondly,
the generic notion signifies,
albeit confusedly, the whole
of every substance and not
just a part, even though a
substance may be living,
sensitive and rational as
well. Thus the genus is said
to be drawn from matter, not
because it expressed only a
part of the composite (or
indeed undifferentiated
matter), but because it is a
notion which is material with
respect to further
determinations which are drawn
from form. St Thomas has no
patience with the view of
Avicebron, according to whom
there are distinct forms in
man by one of which he is a
substance, by another living,
by another sensitive, by yet
another rational, since this
amounts to a reification of
the multiplicity of concepts
we require in order to form a
distinct notion of man. Man,
if a composite, is one and he
is one because of one form
thanks to which he is rational
sensitive animate substance.
The brute thanks to one form
is sensitive animate
substance; plant thanks to one
form is animate substance and
it is thanks to its form that
the element is a substance. It
is just this which explains
why the species of things can
be compared with numbers.{70}
If
"sensitive" be subtracted from
"sensitive animate substance"
(the definition of animal),
the result is the definition
of plant, just as, if
"rational" be added, the
definition of man results. So
too with numbers: if we add or
subtract 1 from 3 we get
different species of number.
Moreover, just as 2 is in a
fashion present in 3, so the
definition of plant is present
in that of animal. We should
not be misled by this
comparison, however. Above
all, we should not take
"living body" or "animate
substance," the genus, to be
identical with the species,
plant. The genus is common to
plants and animals and men;
the notion mentioned could
only be the definition of
plant if it prescinded from
"sensitive" which, as generic,
it does not do. Furthermore,
though it is a genus which
includes man, it is not his
proximate genus. Thus, if
"animate substance" be taken
as a genus which includes
plants, brutes and men, it is
not the proximate genus of
them all, for it is as
material first of all to the
differences "sensitive" and
"non-sensitive" and the genus
which results from the
addition of "sensitive" is as
matter to those differences
whereby the species man and
brute are constituted.
These preliminary remarks
enable us to turn now to the
likening of the various kinds
of soul to figures and
numbers. We have already
pointed out that soul as such
is not placed in a genus. Were
we to locate the common
definition if soul {71} in the
hierarchy just discussed, it
would fall within the genus,
animate substance. Just as
that genus is univocally
common to all living things,
so the definition of soul is
univocally common to all
souls. If we then ask what the
relation of this common
definition of the souls is to
the parts of the soul, this is
because the species of soul
are known and denominated from
these powers{72} which, in
turn, are known from
operations; operations are
distinguished from one another
by reference to their
objects.{73} The parts or
faculties are not themselves
subjective parts of soul nor
reducible to the same genus as
soul, since soul is a
substantial principle and its
"parts" are accidents, though
proper ones{74}. The common
definition of soul is material
with respect to the further
determinations, sensitive and
non-sensitive. "Life," as it
enters into the common
definition, is appropriated to
vegetative life.{75} The
sensitive soul is the
principle both of vegetative
and sensitive operations
through the medium of the
appropriate powers or parts.
Taken as genus, sensitive soul
does not prescind from
rationality and hence does not
pertain to brutes as opposed
to man, but to both equally:
thus the species, brute soul,
is constituted by the
difference, irrational.{76}
The same must be said of the
common definition of soul; as
genus it is not to be confused
with plant soul, which is a
species of it constituted by
the difference, non-sensitive,
which thereby prescinds from
further perfection, something
the genus does not do. Thus,
though the common definition
of soul is the proximate genus
of plant soul, it it not the
proximate genus of rational
soul. On the basis of our
previous remarks about numbers
and the hierarchy of generic
predicates, it can be seen
that there is nothing
particularly unique in the
likening of souls and numbers,
or souls and figures.{77}
Subtract "sensitive" from
"sensitive soul" and the
result is, in a sense, the
definition of plant soul; add
"rational" and the result is
the definition of human soul.
Again, the genus, which does
not prescind from sensitive,
should not be confused with
the species, plant soul, which
does so prescind, anymore than
the genus, sensitive soul,
should be confused with its
species, the soul of brutes.
So too, if the sensitive soul
is said to have the perfection
of plant soul and more
besides, this means that all
three types of soul give rise
to the genus which is the
common definition of soul, but
that whereas the species,
plant soul, is constituted by
the imperfection,
non-sensitive, both rational
and brute soul give rise to
the addition, sensitive,
which, when made, forms a
genus which is material with
respect to the further
perfection, rational, in the
case of the human soul, and to
the imperfection,
non-rational, in the case of
the brute soul. Thus the plant
soul which has vegetative
powers alone is not a
reification of the genus, no
more than brute soul is a
reification of the genus,
sensitive soul. The common
definition of the soul, then,
is a genus univocally common
to the three species of soul
in terms of the hierarchy just
sketched, and these species
are subjective parts. The
reason for comparing them with
types of figure, and the
danger involved in doing so,
should now be clear.
It will be
appreciated that the relation
of the common definition of
soul to its subjective parts
is a different question from
the relation of human soul to
its parts, powers or
faculties, even though the
species of soul are known and
denominated from powers. The
soul and its species are
reductively in the genus of
substance,{78} and the general
rule that the genus is
predicated in
quid and univocally
of its species is applicable
to soul and its subjective
parts. The parts or powers of
soul, on the other hand, are
accidents and soul cannot be
predicated of them except in
the way a subject can be
predicated of its proper
accidents.{79}
It has not been our
purpose to argue that St
Thomas' interpretation of
Aristotle is the correct one,
although we feel this could be
shown. Rather, moving from the
fact that his interpretation
is different from the more
influential one of Alexander,
we have indicated that both
men are consistent in their
reading of similar passages,
that their conflicting reading
of the De
anima passage is only
what we might expect. What is
more, we found that an
understanding of St Thomas
reading of our key passage
sheds indirect light on his
doctrine of the analogy of
names. It is not just any
priority and posteriority
among things having a common
name which renders that name
analogous. Indeed, we can see
that, if he accepted
Alexander's view, the only
univocal names he could allow
would be those signifying a species
specialissima. It is
not without interest that some
have presented Alexander's
view that "soul" is
equivocally or analogously
common to species of soul as
the view of St Thomas as well.
Were that identification -
which is quite without basis -
to be coupled with the alleged
Thomistic view that the
species is analogously common
to individuals, because of
their different acts of
existence, univocity would
completely disappear from
Thomism. By seeing that the
inequality of species, secundum
esse, does not
destroy univocity on the part
of the genus, we are in a
better position to grasp
Aquinas' doctrine on univocity
and analogy. The occurrence of
the phrase secundum
esse here ought to
give pause to those who find
in esse the
clef de voûte
of everything Aquinas
taught, not least of all of
analogy. But surely there
should be no need to point out
that it is not esse
that explains analogy; rather,
analogy must be invoked to
deal with the peculiar
behavior of words like ens
and esse.
{1} "We must consider also
whether soul is divisible or is without parts, and
whether it is everywhere homogeneous or not; and if
not homogeneous, whether its various forms are
different specifically or generically: up to the
present time those who have discussed and investigated
soul seem to have confined themselves to the human
soul. We must be careful not to ignore the question
whether soul can be defined in a single unambiguous
formula, as is the case with animal, or whether we
must not give a separate formula for each sort of it,
as we do for horse, dog, man, god (in the latter case
the 'universal' animal - and so too every other
'common predicate' - being treated either as nothing
at all or as a later product)." - De anima,
402b1-9.
{2} For this doctrine of signification, see On Interpretation,
16a3-8.
{3} See Categories,
1a1-12.
{4} De anima,
412a5-6.
{5} Ibid.,
413a9-10.
{6} Ibid.
414b20-32.
{7} Ad
414b20-32.
{8} Απορίαι και λύσεις
I, XIb, Suppl.
II,2, pp. 22-24.
{9} In Metaphysic.,
(996a6), p. 20, 1. 13.
{10} The text from the Ethics will be discussed later;
as for the other, see St Thomas, In V Metaphysic.,
lect. 13, nn. 950-2.
{11} Ad 402bl ff.
{12}
"En résumé, l'âme est un πολλαχῶς λεγόμενον.
Elle n'admet pas de définition commune proprement
dite, mais ses espèces doivent être définiés
séparément. Et d'une manière générale, n'est pas un
genre toute notion ἐπὶ πολλῶν, mais seulement ce qui
répond à une οὐσια réelle, à une nature
commune . . ." Ad
402bl ff.
{13} Categories,
14b32-15a8.
{14} In I de anima,
lect. I, n. 13.
{15} De anima,
402b7-8.
{16} In I de anima,
lect. I, n. 13; De ente, chap. 4.
{17} In II de anima,
lect. 1, n. 211.
{18} Ibid.,
lect. 5, n. 295.
{19} Ibid.,
n. 296.
{20} 414a31-32
{21} In II de anima,
lect. 5, n. 297.
{22} 418b29.
{23} 413b27.
{24} In II de anima,
lect. 5, n. 297.
{25} In I de anima,
lect. 1, n. 13
{26}413a9-10. See Nicomachean
Ethics, 1094a25 ff; 1098a20 ff.
{27} In II de anima,
lect. 5, n. 298.
{28} Metaphysics, 1003a34-35.
{29} In IV
Metaphysic., lect. I, nn. 535-6.
{30} Nicomachean
Ethics, 1096b25.
{31} In I Ethic.,
lect. 7, nn. 95-6.
{32} Nicomachean Ethics, 1096a18-20.
{33} In I Ethic.,
lect. 6, n. 81.
{34}17a8-9.
{35} In I Periherm.,
lect. 8, n. 5.
{36} Ibid, n. 6.
{37} See Q.D.
de veritate, q. 4, a. 1, ad 8.
{38} I Sent.,
d.19, q, 5, a. 2. ad 1.
{39}Categories, 14b32-15a8.
{40} For an earlier disagreement with Alexander, see In I Periherm.,
lect. 5, n. 70
{41} W.D. Ross, Aristotle's Metaphysics,
Oxford (1924), Vol. 1, p. 237, ad 999a6-10.
{42} See In
Metaphysic., p. 210, 11, 3-6.
{43} In III
Metaphysic., lect. 8, n. 438: "Si igitur unum
de multis sit primum, quod omnia participent, non
oportet ponere aliquod separatum, quod omnia
participant. Sed talia videntur omnia genera; quia
omnes species generum inveniuntur differe secundum
perfectius et minus perfetum. Et per consequens,
secundum prius et posterius secundum naturam. Se
igitur eorum quorum unum est prius altero, non est
accipere aliquod commune separatum, si genus praeter
species inveniatur, erunt 'schola aliorum,' idest erit
eorum alia doctrina et regula, et non salvabitur in
eis praedicta regula. Sed manifestum est quod
inter individua unius speciei, non est unum prius et
aliud posterius secundum naturam, sed solum tempore.Et
ita species secundum scholam Platonis est aliqquid
separatum. Cum igitur communia sint principia
inquantum sunt separata, sequitur quod sit magis
principium species quam genus."
{44} Metaphysics,
1043b32-1044a2.
{45} In VIII
Metaphysic., lect. 3, nn. 1723-4.
{46} For a comparison of souls and numbers, see In II de anima,
lect. 5, n. 288.
{47} In I Physic.,
lect. 1, n. 8.
{48} "Quod autem universalia sunt confusa manifestum
est, quia universalia continent in potentia, et qui
scit aliquid in universali scit illud indistincte;
tunc autem distinguitur eius cognitio, quando
unumquodque eorum quae continentur potentia in
universali, actu cognoscitur: qui enim scit animal,
non scit rationale nisi in potentia. Prius autem est
scire aliquid in potentia in actum, prius quoad nos
est scire animal quam hominem." - In I Physic.,
lect. 1, n. 7; see Ia, q. 85, a. 3.
{49} Clearly, this is not a deductive process. See In I Physic.,
lect. 1, n. 8.
{50} In de sensu et
sensato, lect. 1, n. 2.
{51}
See Charles DeKoninck, "Introduction à l'étude de
l'âme," Laval
théologique et philosophique (1947), Vol. 3,
pp. 9-65.
{52} Metaphysics,
Bk. 7, chapters 4-5.
{53} See Ia,
q. 76, a. 3, ad 2; Il
Sent., d. 3, q. 1, a. 6. "...dicendum quod si
anima sensibilia quae est in homine, collocarentur
secundum se in genere vel specie, non essent unius
generis; nisi fort logice loquendo secundum aliquam
intentionem communem. Sed id quod est in genere et
specie proprie, est compositum, quod utrobique est
corruptiblile." - Q.D.
de anima, a. 11, ad 14. "...dicendum quod
forma non est in alio genere quam corpus, sed
utrumque est in genere animalis et in specie hominis
per reductionem." - Ibid.,
a. 2, ad 10.
{54} Categories, 14a30 ff.
{55} Ibid.,
14b32 ff.
{56} See In X
Metaphysic., lect. 6; In I Metaphys.,
lect. 10, n. 7; In
II de coelo, lect. 4, n. 8.
{57} In V
Metaphysic., lect. 12, n. 917.
{58} See In V
Physic., lect. 3, nn. 4-5.
{59} In III
Metaphysic., lect. 8, n. 438.
{60} II Sent.,
d. 3, q. 1, a. 5, ad 3.
{61} In III
Metaphysic., lect. 8, n. 438.
{62} Ibid.
{63} II Sent.,
d. 3, q. 1, a. 5, ad 3.
{64} In I Periherm.,
lect. 8, n. 6.
{65} I Sent., d. 19, q. 5, a. 2, ad 1.
{66} In I Periherm.,
lect. 8, n.6.
{67} In Boethii de
trinitate, q. 4, a. 2.
{68} See De ente,
cap. 4.
{69} In Boethii de
trinitate, q. 4, a. 2.
{70} See In VIII Metaphysic.,
lect. 3, nn. 1723-4; In V Physic., lect 3.
{71} De anima,
412a27-8.
{72}"Quibuscumque autem inest unum solum praedictorum
(sc. partium) oportet quod illud sit anima. In quibus
vero insunt plura, quodlibet est pars animae; sed illa
anima denominatur a principaliori, vel sensitiva, vel
intellectiva." - In
II de anima, lect. 4, n. 270.
{73} 415a16-23.
{74} See Q.D. de
spiritualibus creaturis, a. 11, corpus and ad
2; De ente,
cap. 3.
{75} In II de anima, lect. 3, n. 258.
This appropriation is clear in the second definition
of soul; see ibid.,
lect. 4, n. 273 (414a12-13).
{76} Quodl.
XI, q. 5, a. un., ad 4: "...dicendum quod licet anima
sensitiva sit communis in nobis et brutis quantum ad
rationem generis, tamen quantum ad rationem speciei,
alia est in homine et alia in brutis; et similiter
alia in asino, et alia in equo et in bove. Et secundum
quod differunt alique specie, ita etiam differt in eis
anima sensitiva; et ideo non sequitur, si in brutis
educatur de potentia materiae, quod etiam in homine;
quia in homine est altioris speciei, et per
creationem."
{77} Both comparisons are made In II de anima,
lect. 5.
{78} Insofar as the human soul
can exist apart from body it is in some sense a hoc aliquid.
{79} For a discussion of soul as a potential whole,
see Carl A. Lofy, S.J., "The Meaning of Potential
Whole in St Thomas Aquinas," The Modern Schoolman, (1959), Vol.
37, pp. 39-48.
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